SMART ADVISORY GROUP, LLC
CRD #284545 SEC #801-108234 YOUNGSTOWN, OH 855-550-8721
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
4
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 9, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHARBAUGH, CARA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TITUS, THOMAS, ROBERT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TITUS, THOMAS, ROBERT | I | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER | NA | Control |
| WOLF, LINDSAY, NICHOLE | I | OPERATIONS COORDINATOR | NA | Control |
| SMART CONCEPT GROUP HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| SMART CONCEPT GROUP HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TITUS, THOMAS, ROBERT | I | SMART CONCEPT GROUP HOLDINGS, LLC | E | Control |
| TITUS, THOMAS, ROBERT | I | SMART CONCEPT GROUP HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Sep 9, 2016 REGISTERED
Notice Filings (2)
OH PA
Address
970 WINDHAM COURT, SUITE 1AYOUNGSTOWN, OH 44512
United States
Phone: 855-550-8721