SAFE HARBOR WEALTH ADVISORS, LLC
CRD #284613 SEC #801-129860 DUBLIN, OH 614-760-0670
SEC Registered
Total AUM
$162.7M
Discretionary
$161.5M
Employees
3
Clients
251
Accounts
1,062
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 10, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SICKLES, CORY, JOSEPH | I | CEO | NA | Control |
| VEECK, HOLLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VEECK, HOLLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VEECK, HOLLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VEECK, HOLLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VEECK, HOLLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VEECK, HOLLY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAFE HARBOR INTERMEDIATE, LLC | DE | MEMBER | E | Control |
| SICKLES, CORY, JOSEPH | I | MANAGING MEMBER | E | Control |
| SICKLES, CORY, JOSEPH | I | MANAGING MEMBER | E | Control |
| SICKLES, CORY, JOSEPH | I | MANAGING MEMBER | E | Control |
| SICKLES, CORY, JOSEPH | I | MANAGING MEMBER | E | Control |
| SICKLES, CORY, JOSEPH | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Nov 10, 2025 REGISTERED
Notice Filings (8)
FL KY NC OH PA SC TN TX
Address
6099 FRANTZ ROADDUBLIN, OH 43017
United States
Phone: 614-760-0670