STAPLETON & CO., LLC DBA STAPLETON FINANCIAL GROUP
Legal name: STAPLETON FINANCIAL GROUP
CRD #284716 SEC #801-108229 BILLINGS, MT 406-655-3800
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Montana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 7, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STAPLETON, COREY, MARK | I | MANAGING MEMBER, CCO | E | Control |
| STAPLETON, COREY, MARK | I | MANAGING MEMBER, CCO | E | Control |
| STAPLETON, COREY, MARK | I | MANAGING MEMBER, CCO | E | Control |
| STAPLETON, COREY, MARK | I | MANAGING MEMBER, CCO | E | Control |
Registrations
Federal
IA
Dec 7, 2016 REGISTERED
Notice Filings (1)
MT
Address
1511 14TH STREET WESTBILLINGS, MT 59102
United States
Phone: 406-655-3800