GYL FINANCIAL SYNERGIES, LLC
CRD #284758 SEC #801-108230 WEST HARTFORD, CT 844-248-9998
SEC Registered
Total AUM
$6.1B
Discretionary
$4.4B
Employees
69
Clients
1
Accounts
5,862
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 11, 2024
- Branch Offices
- 6
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATALLAH, JEAN-PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BATTEN, LEE, CHARLES | I | DIRECTOR OF PERFORMANCE REPORTING | NA | Control |
| BATTEN, LEE, CHARLES | I | DIRECTOR OF PERFORMANCE REPORTING | NA | Control |
| BATTEN, LEE, CHARLES | I | DIRECTOR OF PERFORMANCE REPORTING | NA | Control |
| BATTEN, LEE, CHARLES | I | DIRECTOR OF PERFORMANCE REPORTING | NA | Control |
| BATTEN, LEE, CHARLES | I | DIRECTOR OF PERFORMANCE REPORTING | NA | Control |
| BATTEN, LEE, CHARLES | I | DIRECTOR OF PERFORMANCE REPORTING | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| BRIER, JOSHUA, I | I | COO | NA | Control |
| CADENA, ROSA, DIANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| CADENA, ROSA, DIANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| CADENA, ROSA, DIANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| CADENA, ROSA, DIANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| CADENA, ROSA, DIANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| CADENA, ROSA, DIANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| CADENA, ROSA, DIANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| CADENA, ROSA, DIANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| CADENA, ROSA, DIANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| CADENA, ROSA, DIANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| CADENA, ROSA, DIANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| CADENA, ROSA, DIANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| CIOTOLI, MELISSA, A | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CIOTOLI, MELISSA, A | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CIOTOLI, MELISSA, A | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CIOTOLI, MELISSA, A | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CIOTOLI, MELISSA, A | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CIOTOLI, MELISSA, A | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| CIOTOLI, MELISSA, A | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| COHEN, AARON | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | |
| COHEN, AARON | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | |
| COHEN, AARON | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | |
| COHEN, AARON | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | |
| COHEN, AARON | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | |
| COHEN, AARON | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | |
| COHEN, AARON | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | |
| COHEN, AARON | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | |
| COHEN, AARON | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | |
| COHEN, AARON | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | |
| COHEN, AARON | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | |
| COHEN, AARON | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | |
| DELMORE, BRENDA, YVETTE | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| DELMORE, BRENDA, YVETTE | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| DELMORE, BRENDA, YVETTE | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| DELMORE, BRENDA, YVETTE | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| DELMORE, BRENDA, YVETTE | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| DELMORE, BRENDA, YVETTE | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| DUNCAN, WENDY, ELIZABETH | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| DUNCAN, WENDY, ELIZABETH | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| DUNCAN, WENDY, ELIZABETH | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| DUNCAN, WENDY, ELIZABETH | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| DUNCAN, WENDY, ELIZABETH | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| DUNCAN, WENDY, ELIZABETH | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GELB, RACHEL, MARYN | I | MANAGING DIRECTOR - CHRO | NA | Control |
| GIVENTER, CRAIG, MITCHELL | I | MANAGING DIRECTOR OF PORTFOLIO STRATEGIES | NA | |
| GIVENTER, CRAIG, MITCHELL | I | MANAGING DIRECTOR OF PORTFOLIO STRATEGIES | NA | |
| GIVENTER, CRAIG, MITCHELL | I | MANAGING DIRECTOR OF PORTFOLIO STRATEGIES | NA | |
| GIVENTER, CRAIG, MITCHELL | I | MANAGING DIRECTOR OF PORTFOLIO STRATEGIES | NA | |
| GIVENTER, CRAIG, MITCHELL | I | MANAGING DIRECTOR OF PORTFOLIO STRATEGIES | NA | |
| GIVENTER, CRAIG, MITCHELL | I | MANAGING DIRECTOR OF PORTFOLIO STRATEGIES | NA | |
| GIVENTER, CRAIG, MITCHELL | I | MANAGING DIRECTOR OF PORTFOLIO STRATEGIES | NA | |
| GIVENTER, CRAIG, MITCHELL | I | MANAGING DIRECTOR OF PORTFOLIO STRATEGIES | NA | |
| GIVENTER, CRAIG, MITCHELL | I | MANAGING DIRECTOR OF PORTFOLIO STRATEGIES | NA | |
| GIVENTER, CRAIG, MITCHELL | I | MANAGING DIRECTOR OF PORTFOLIO STRATEGIES | NA | |
| GIVENTER, CRAIG, MITCHELL | I | MANAGING DIRECTOR OF PORTFOLIO STRATEGIES | NA | |
| GIVENTER, CRAIG, MITCHELL | I | MANAGING DIRECTOR OF PORTFOLIO STRATEGIES | NA | |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, GERALD, BARRY | I | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | NA | Control |
| GOLDBERG, JOSHUA, SAMUEL | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GOLDBERG, JOSHUA, SAMUEL | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GOLDBERG, JOSHUA, SAMUEL | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GOLDBERG, JOSHUA, SAMUEL | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GOLDBERG, JOSHUA, SAMUEL | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GOLDBERG, JOSHUA, SAMUEL | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GOLDBERG, JOSHUA, SAMUEL | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GOLDBERG, JOSHUA, SAMUEL | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GOLDBERG, JOSHUA, SAMUEL | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GOLDBERG, JOSHUA, SAMUEL | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| GREEN, MICHAEL, LAWRENCE | I | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | NA | Control |
| HOTALING, BRUCE, T | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | Control |
| HOTALING, BRUCE, T | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | Control |
| HOTALING, BRUCE, T | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | Control |
| HOTALING, BRUCE, T | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | Control |
| HOTALING, BRUCE, T | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | Control |
| HOTALING, BRUCE, T | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | Control |
| HOTALING, BRUCE, T | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | Control |
| HOTALING, BRUCE, T | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | Control |
| HOTALING, BRUCE, T | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | Control |
| HOTALING, BRUCE, T | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | Control |
| HOTALING, BRUCE, T | I | MANAGING DIRECTOR AND CO-FOUNDER | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| KARADIMAS, PETER, AUGUSTUS | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES & CCO | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES & CCO | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES & CCO | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES & CCO | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES & CCO | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES & CCO | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES & CCO | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES & CCO | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES | NA | Control |
| LEPORE, MICHAEL, JOSEPH | I | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES | NA | Control |
| MARSDEN, VINCENT, JOHN | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | |
| MARSDEN, VINCENT, JOHN | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | |
| MARSDEN, VINCENT, JOHN | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | |
| MARSDEN, VINCENT, JOHN | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | |
| MARSDEN, VINCENT, JOHN | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | |
| MARSDEN, VINCENT, JOHN | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | |
| MARSDEN, VINCENT, JOHN | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | |
| MARSDEN, VINCENT, JOHN | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | |
| MARSDEN, VINCENT, JOHN | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | |
| MARSDEN, VINCENT, JOHN | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | |
| MARSDEN, VINCENT, JOHN | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | |
| MARSDEN, VINCENT, JOHN | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | SENIOR VICE PRESIDENT, WEALTH ADVISORY | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| MCDONALD, CLAIRE, FOSTER | I | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | NA | Control |
| REILLY, SHANE | I | DIRECTOR OF INVESTMENT RESEARCH | NA | Control |
| REILLY, SHANE | I | DIRECTOR OF INVESTMENT RESEARCH | NA | Control |
| REILLY, SHANE | I | DIRECTOR OF INVESTMENT RESEARCH | NA | Control |
| REILLY, SHANE | I | DIRECTOR OF INVESTMENT RESEARCH | NA | Control |
| REILLY, SHANE | I | DIRECTOR OF INVESTMENT RESEARCH | NA | Control |
| REILLY, SHANE | I | DIRECTOR OF INVESTMENT RESEARCH | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | CHIEF INVESTMENT OFFICER AND CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| YOLLES, JONATHAN, STUART | I | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | NA | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CENTERBRIDGE ASSOCIATES II, L.P. | DE | CP FALCON AIV, L.P. | F | Control |
| CENTERBRIDGE ASSOCIATES II, L.P. | DE | CP FALCON AIV, L.P. | F | Control |
| CENTERBRIDGE ASSOCIATES II, L.P. | DE | CP FALCON AIV, L.P. | F | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| TRIDENT VI PARALLEL FUND, L.P. | FE | TRIDENT FFP BLOCKER, LLC | E | Control |
| TRIDENT VI PARALLEL FUND, L.P. | FE | TRIDENT FFP BLOCKER, LLC | E | Control |
| TRIDENT VI PARALLEL FUND, L.P. | FE | TRIDENT FFP BLOCKER, LLC | E | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CP FALCON AIV, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| CP FALCON AIV, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| CP FALCON AIV, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | C | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | C | Control |
| TRIDENT FFP BLOCKER, LLC | DE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT FFP BLOCKER, LLC | DE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT FFP BLOCKER, LLC | DE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT FFP, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT FFP, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT FFP, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT VI, L.P. | FE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT VI, L.P. | FE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT VI, L.P. | FE | TRIDENT FFP, L.P. | C | Control |
Registrations
Federal
IA
Oct 11, 2024 REGISTERED
Notice Filings (30)
AZ CA CO CT DC DE FL GA IL MA MD ME MN MO MT NC NH NJ NY OR PA RI SC TN TX UT VA VT WA WI
Address
75 ISHAM ROADSUITE 310
WEST HARTFORD, CT 06107
United States
Phone: 844-248-9998