RIA Intelligence

NEUBERGER BERMAN CANADA ULC

CRD #284803 SEC #801-108509 TORONTO, ONTARIO 416-883-6904
SEC Registered Private Funds
Total AUM
$11.7B
Discretionary
$11.7B
Employees
19
Clients
--
Accounts
2,033

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2025
Branch Offices
0
LEI
549300UR1YZ86NIQNK11

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
AMATO, JOSEPH, VINCENTIDIRECTORNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
ARNOLD, WILLIAM, ALFREDICHIEF FINANCIAL OFFICERNA Control
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
Beltrametti Walker, Viviana, K R AICHIEF COMPLIANCE OFFICERNA
CARROLL, RAYMOND, BERNARDICHIEF EXECUTIVE OFFICERNA Control
CARROLL, RAYMOND, BERNARDICHIEF EXECUTIVE OFFICER, DIRECTORNA Control
CARROLL, RAYMOND, BERNARDICHIEF EXECUTIVE OFFICERNA Control
CARROLL, RAYMOND, BERNARDICHIEF EXECUTIVE OFFICERNA Control
CARROLL, RAYMOND, BERNARDICHIEF EXECUTIVE OFFICER, DIRECTORNA Control
CARROLL, RAYMOND, BERNARDICHIEF EXECUTIVE OFFICER, DIRECTORNA Control
CARROLL, RAYMOND, BERNARDICHIEF EXECUTIVE OFFICER, DIRECTORNA Control
CARROLL, RAYMOND, BERNARDICHIEF EXECUTIVE OFFICER, DIRECTORNA Control
CARROLL, RAYMOND, BERNARDICHIEF EXECUTIVE OFFICER, DIRECTORNA Control
CARROLL, RAYMOND, BERNARDICHIEF EXECUTIVE OFFICER, DIRECTORNA Control
CARROLL, RAYMOND, BERNARDIDIRECTORNA Control
CARROLL, RAYMOND, BERNARDICHIEF EXECUTIVE OFFICER, DIRECTORNA Control
CARROLL, RAYMOND, BERNARDICHIEF EXECUTIVE OFFICER, DIRECTORNA Control
CARROLL, RAYMOND, BERNARDICHIEF EXECUTIVE OFFICER, DIRECTORNA Control
CARROLL, RAYMOND, BERNARDIDIRECTORNA Control
CARROLL, RAYMOND, BERNARDIDIRECTORNA Control
CARROLL, RAYMOND, BERNARDIDIRECTORNA Control
CARROLL, RAYMOND, BERNARDIDIRECTORNA Control
CARROLL, RAYMOND, BERNARDIDIRECTORNA Control
CARROLL, RAYMOND, BERNARDIDIRECTORNA Control
CARROLL, RAYMOND, BERNARDIDIRECTORNA Control
CARROLL, RAYMOND, BERNARDIDIRECTORNA Control
CARROLL, RAYMOND, BERNARDIDIRECTORNA Control
CARROLL, RAYMOND, BERNARDIDIRECTORNA Control
CHINNI, MICHAELICHIEF FINANCIAL OFFICERNA
CHINNI, MICHAELICHIEF FINANCIAL OFFICERNA
CHINNI, MICHAELICHIEF FINANCIAL OFFICERNA
DEATON, PATRICK, SIDIRECTORNA
DEATON, PATRICK, SIDIRECTORNA Control
DEATON, PATRICK, SIDIRECTORNA Control
DUNAEVSKY, EVGENYICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
DUNAEVSKY, EVGENY, NMNICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
DUNAEVSKY, EVGENY, NMNICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
DUNAEVSKY, EVGENY, NMNICHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENTNA
DUNAEVSKY, EVGENY, NMNICHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENTNA
DUNAEVSKY, EVGENY, NMNICHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENTNA
Giarraputo, Barry, JICHIEF FINANCIAL OFFICER - ALTERNATIVESNA
Giarraputo, Barry, JICHIEF FINANCIAL OFFICER - ALTERNATIVESNA Control
Giarraputo, Barry, JICHIEF FINANCIAL OFFICER - ALTERNATIVESNA Control
Giarraputo, Barry, JICHIEF FINANCIAL OFFICER - ALTERNATIVESNA Control
Giarraputo, Barry, JICHIEF FINANCIAL OFFICER - ALTERNATIVESNA Control
Giarraputo, Barry, JICHIEF FINANCIAL OFFICER - ALTERNATIVESNA Control
Giarraputo, Barry, JICHIEF FINANCIAL OFFICER - ALTERNATIVESNA Control
Giarraputo, Barry, JICHIEF FINANCIAL OFFICER - ALTERNATIVESNA Control
KHAN, KHASHIF, REHMANICHIEF EXECUTIVE OFFICERNA Control
KHAN, KHASHIF, REHMANICHIEF EXECUTIVE OFFICERNA Control
KHAN, KHASHIF, REHMANICHIEF EXECUTIVE OFFICERNA Control
KHAN, KHASHIF, REHMANICHIEF EXECUTIVE OFFICERNA Control
KHAN, KHASHIF, REHMANICHIEF EXECUTIVE OFFICERNA Control
KHAN, KHASHIF, REHMANICHIEF EXECUTIVE OFFICERNA Control
KHAN, KHASHIF, REHMANICHIEF EXECUTIVE OFFICERNA Control
KHAN, KHASHIF, REHMANICHIEF EXECUTIVE OFFICERNA Control
KHAN, KHASHIF, REHMANICHIEF EXECUTIVE OFFICERNA Control
KHAN, KHASHIF, REHMANICHIEF EXECUTIVE OFFICERNA Control
KHAN, KHASHIF, REHMANICHIEF EXECUTIVE OFFICERNA Control
NEIRA, CHRISTIANIDIRECTORNA
NEIRA, CHRISTIANIDIRECTORNA
NEIRA, CHRISTIANIDIRECTORNA
SCHAPIRO, GIDEON, ILANIVICE PRESIDENT OF RESEARCH AND TRADINGNA
SCHAPIRO, GIDEON, ILANIVICE PRESIDENT OF RESEARCH AND TRADINGNA
SCHAPIRO, GIDEON, ILANIVICE PRESIDENT OF RESEARCH AND TRADINGNA
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
ZUCKERMAN, HEATHER, P.IDIRECTORNA Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
NB ACQUISITIONCO ULCFESHAREHOLDERE Control
CARROLL, RAYMOND, BERNARDIMANAGING PARTNER, CEO, CIOC Control
CARROLL, RAYMOND, BERNARDIMANAGING PARTNER, CEO, CIOC Control
CARROLL, RAYMOND, BERNARDIMANAGING PARTNER, CEO, CIOC Control
GRIFFITHS, SIMON, JEREMYIMANAGING PARTNER, HEAD OF RESEARCHC Control
GRIFFITHS, SIMON, JEREMYIMANAGING PARTNER, HEAD OF RESEARCHC Control
GRIFFITHS, SIMON, JEREMYIMANAGING PARTNER, HEAD OF RESEARCHC Control
MAEBA, FRANK, SHINJIIMANAGING PARTNER, HEAD OF TRADINGC Control
MAEBA, FRANK, SHINJIIMANAGING PARTNER, HEAD OF TRADINGC Control
MAEBA, FRANK, SHINJIIMANAGING PARTNER, HEAD OF TRADINGC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN CANADA HOLDINGS LLCDENB ACQUISITIONCO ULCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENEUBERGER BERMAN CANADA HOLDINGS LLCE Control

Registrations

Federal

IA
Mar 27, 2025 REGISTERED

Address

181 BAY STREET
SUITE 815
TORONTO, ONTARIO M5J 2V1
Canada
Phone: 416-883-6904