K2 ADVISORS, L.L.C.
CRD #284891 SEC #801-110100 STAMFORD, CT 203-348-5252
SEC Registered Private Funds
Total AUM
$1.4B
Discretionary
$1.4B
Employees
0
Clients
--
Accounts
17
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Feb 24, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Browning, Benjamin, Charles | I | CHIEF OPERATING OFFICER | NA | |
| Browning, Benjamin, Charles | I | CHIEF OPERATING OFFICER | NA | |
| Browning, Benjamin, Charles | I | CHIEF OPERATING OFFICER | NA | |
| Browning, Benjamin, Charles | I | CHIEF OPERATING OFFICER | NA | |
| CLIFFORD, SHANE, JOSEPH | I | SENIOR MANAGING DIRECTOR, ALTERNATIVE STRATEGIES | NA | Control |
| CLIFFORD, SHANE, JOSEPH | I | SENIOR MANAGING DIRECTOR, ALTERNATIVE STRATEGIES | NA | Control |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GULLEY, MADISON, STERLING | I | EXECUTIVE VICE PRESIDENT - ALTERNATIVE STRATEGIES | NA | Control |
| GULLEY, MADISON, STERLING | I | EXECUTIVE VICE PRESIDENT - ALTERNATIVE STRATEGIES | NA | Control |
| GULLEY, MADISON, STERLING | I | EXECUTIVE VICE PRESIDENT - ALTERNATIVE STRATEGIES | NA | Control |
| GULLEY, MADISON, STERLING | I | EXECUTIVE VICE PRESIDENT - ALTERNATIVE STRATEGIES | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | 100% OWNER | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | 100% OWNER | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | 100% OWNER | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | 100% OWNER | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | 100% OWNER | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | 100% OWNER | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | 100% OWNER | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | 100% OWNER | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | 100% OWNER | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | 100% OWNER | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | 100% OWNER | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | 100% OWNER | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | 100% OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | F | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | F | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | F | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | F | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | F | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | F | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | K2 ADVISORS HOLDINGS, LLC | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | K2 ADVISORS HOLDINGS, LLC | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | K2 ADVISORS HOLDINGS, LLC | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | K2 ADVISORS HOLDINGS, LLC | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | K2 ADVISORS HOLDINGS, LLC | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | K2 ADVISORS HOLDINGS, LLC | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | K2 ADVISORS HOLDINGS, LLC | E | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | K2 ADVISORS HOLDINGS, LLC | D | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | K2 ADVISORS HOLDINGS, LLC | D | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | K2 ADVISORS HOLDINGS, LLC | D | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | K2 ADVISORS HOLDINGS, LLC | D | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | K2 ADVISORS HOLDINGS, LLC | D | Control |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | DE | K2 ADVISORS HOLDINGS, LLC | D | Control |
Registrations
Federal
IA
Feb 24, 2021 REGISTERED
Notice Filings (1)
CT
Address
300 ATLANTIC ST.12TH FLOOR
STAMFORD, CT 06901
United States
Phone: 203-348-5252