QUINTES FINANCIAL SERVICES, LLC
CRD #284960 SEC #801-120746 WATSONVILLE, CA 831-759-6336
SEC Registered
Total AUM
$13M
Discretionary
$13M
Employees
3
Clients
0
Accounts
38
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 3, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHEARN, STEPHEN, HAROLD | I | MANAGER, MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEARN, STEPHEN, HAROLD | I | MANAGER, MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEARN, STEPHEN, HAROLD | I | MANAGER, MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEARN, STEPHEN, HAROLD | I | MANAGER, MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEARN, STEPHEN, HAROLD | I | MANAGER, MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEARN, STEPHEN, HAROLD | I | MANAGER, MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEARN, STEPHEN, HAROLD | I | MANAGER, MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| QUINTES ADMINSTRATIVE & INSURANCE SERVICES, INC. | DE | OWNER | E | Control |
| QUINTES ADMINSTRATIVE & INSURANCE SERVICES, INC. | DE | OWNER | E | Control |
| QUINTES ADMINSTRATIVE & INSURANCE SERVICES, INC. | DE | OWNER | E | Control |
| QUINTES ADMINSTRATIVE & INSURANCE SERVICES, INC. | DE | OWNER | E | Control |
| QUINTES ADMINSTRATIVE & INSURANCE SERVICES, INC. | DE | OWNER | E | Control |
| QUINTES ADMINSTRATIVE & INSURANCE SERVICES, INC. | DE | OWNER | E | Control |
| QUINTES ADMINSTRATIVE & INSURANCE SERVICES, INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SHEARN, STEPHEN, HAROLD | I | QUINTES ADMINSTRATIVE & INSURANCE SERVICES, INC. | E | Control |
| SHEARN, STEPHEN, HAROLD | I | QUINTES ADMINSTRATIVE & INSURANCE SERVICES, INC. | E | Control |
| SHEARN, STEPHEN, HAROLD | I | QUINTES ADMINSTRATIVE & INSURANCE SERVICES, INC. | E | Control |
| SHEARN, STEPHEN, HAROLD | I | QUINTES ADMINSTRATIVE & INSURANCE SERVICES, INC. | E | Control |
| SHEARN, STEPHEN, HAROLD | I | QUINTES ADMINSTRATIVE & INSURANCE SERVICES, INC. | E | Control |
| SHEARN, STEPHEN, HAROLD | I | QUINTES ADMINSTRATIVE & INSURANCE SERVICES, INC. | E | Control |
| SHEARN, STEPHEN, HAROLD | I | QUINTES ADMINSTRATIVE & INSURANCE SERVICES, INC. | E | Control |
Registrations
Federal
IA
Mar 3, 2022 REGISTERED
Notice Filings (1)
CA
Address
1961 MAIN STREETSUITE 151
WATSONVILLE, CA 95076
United States
Phone: 831-759-6336