FORD FINANCIAL GROUP, LLC
Legal name: FORD FINANCIAL GROUP
CRD #284977 SEC #801-108765 FRESNO, CA 559-449-8690
SEC Registered
Total AUM
$537.1M
Discretionary
$525.4M
Employees
16
Clients
11
Accounts
2,023
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2023
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | NA | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | NA | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | NA | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | NA | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | NA | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | NA | |
| FORD, CAROLE, RILEY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| FORD, CAROLE, RILEY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| FORD, CAROLE, RILEY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| FORD, CAROLE, RILEY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| FORD, CAROLE, RILEY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| FORD, CAROLE, RILEY | I | CHIEF EXECUTIVE OFFICER | D | Control |
| FORD, JAMES, JOSEPH | I | SECRETARY | D | Control |
| FORD, JAMES, JOSEPH | I | SECRETARY | D | Control |
| FORD, JAMES, JOSEPH | I | SECRETARY | D | Control |
| FORD, JAMES, JOSEPH | I | SECRETARY | D | Control |
| FORD, JAMES, JOSEPH | I | SECRETARY | D | Control |
| FORD, JAMES, JOSEPH | I | SECRETARY | D | Control |
| LOUIE, RYAN, JAIRE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| LOUIE, RYAN, JAIRE | I | MANAGING PARTNER | C | Control |
| LOUIE, RYAN, JAIRE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| LOUIE, RYAN, JAIRE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| LOUIE, RYAN, JAIRE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| LOUIE, RYAN, JAIRE | I | MANAGING PARTNER | C | Control |
| LOUIE, RYAN, JAIRE | I | MANAGING PARTNER | C | Control |
| LOUIE, RYAN, JAIRE | I | MANAGING PARTNER | C | Control |
| LOUIE, RYAN, JAIRE | I | MANAGING PARTNER | C | Control |
| LOUIE, RYAN, JAIRE | I | MANAGING PARTNER | C | Control |
| LOUIE, RYAN, JAIRE | I | MANAGING PARTNER | C | Control |
| LOUIE, RYAN, JAIRE | I | MANAGING PARTNER | C | Control |
| LOUIE, RYAN, JAIRE | I | MANAGING PARTNER | C | Control |
| LOUIE, RYAN, JAIRE | I | MANAGING PARTNER | C | Control |
| ULLMANN, BRIAN, JOSEPH | I | CHIEF FINANCIAL OFFICER | C | Control |
| ULLMANN, BRIAN, JOSEPH | I | MANAGING PARTNER | C | Control |
| ULLMANN, BRIAN, JOSEPH | I | CHIEF FINANCIAL OFFICER | C | Control |
| ULLMANN, BRIAN, JOSEPH | I | CHIEF FINANCIAL OFFICER | C | Control |
| ULLMANN, BRIAN, JOSEPH | I | CHIEF FINANCIAL OFFICER | C | Control |
| ULLMANN, BRIAN, JOSEPH | I | MANAGING PARTNER | C | Control |
| ULLMANN, BRIAN, JOSEPH | I | MANAGING PARTNER | C | Control |
| ULLMANN, BRIAN, JOSEPH | I | MANAGING PARTNER | C | Control |
| ULLMANN, BRIAN, JOSEPH | I | MANAGING PARTNER | C | Control |
| ULLMANN, BRIAN, JOSEPH | I | MANAGING PARTNER | C | Control |
| ULLMANN, BRIAN, JOSEPH | I | MANAGING PARTNER | C | Control |
| ULLMANN, BRIAN, JOSEPH | I | MANAGING PARTNER | C | Control |
| ULLMANN, BRIAN, JOSEPH | I | MANAGING PARTNER | C | Control |
| ULLMANN, BRIAN, JOSEPH | I | MANAGING PARTNER | C | Control |
| FORD, CAROLE, RILEY | I | FINANCIAL ADVISOR | B | Control |
| FORD, CAROLE, RILEY | I | FINANCIAL ADVISOR | B | Control |
| FORD, CAROLE, RILEY | I | FINANCIAL ADVISOR | B | Control |
| FORD, CAROLE, RILEY | I | FINANCIAL ADVISOR | B | Control |
| FORD, CAROLE, RILEY | I | FINANCIAL ADVISOR | B | Control |
| FORD, CAROLE, RILEY | I | FINANCIAL ADVISOR | B | Control |
| FORD, CAROLE, RILEY | I | FINANCIAL ADVISOR | B | Control |
| FORD, CAROLE, RILEY | I | FINANCIAL ADVISOR | B | Control |
| FORD, CAROLE, RILEY | I | FINANCIAL ADVISOR | B | Control |
| FORD, CAROLE, RILEY | I | FINANCIAL ADVISOR | B | Control |
| FORD, CAROLE, RILEY | I | FINANCIAL ADVISOR | B | Control |
| FORD, CAROLE, RILEY | I | FINANCIAL ADVISOR | B | Control |
| FORD, CAROLE, RILEY | I | FINANCIAL ADVISOR | B | Control |
| FORD, CAROLE, RILEY | I | PARTNER | B | Control |
| FORD, JAMES, JOSEPH | I | FINANCIAL ADVISOR | B | Control |
| FORD, JAMES, JOSEPH | I | FINANCIAL ADVISOR | B | Control |
| FORD, JAMES, JOSEPH | I | FINANCIAL ADVISOR | B | Control |
| FORD, JAMES, JOSEPH | I | FINANCIAL ADVISOR | B | Control |
| FORD, JAMES, JOSEPH | I | FINANCIAL ADVISOR | B | Control |
| FORD, JAMES, JOSEPH | I | FINANCIAL ADVISOR | B | Control |
| FORD, JAMES, JOSEPH | I | FINANCIAL ADVISOR | B | Control |
| FORD, JAMES, JOSEPH | I | FINANCIAL ADVISOR | B | Control |
| FORD, JAMES, JOSEPH | I | RETIRED | B | Control |
| FORD, JAMES, JOSEPH | I | RETIRED | B | Control |
| FORD, JAMES, JOSEPH | I | RETIRED | B | Control |
| FORD, JAMES, JOSEPH | I | RETIRED | B | Control |
| FORD, JAMES, JOSEPH | I | RETIRED | B | Control |
| FORD, JAMES, JOSEPH | I | RETIRED/PARTNER | B | Control |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | A | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | A | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | A | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | A | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | A | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | A | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | A | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | A | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | A | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | A | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | A | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | A | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER | A | |
| BUTLER, KELLE, LEE | I | CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER/PARTNER | A |
Registrations
Federal
IA
Mar 28, 2023 REGISTERED
Notice Filings (11)
AZ CA CO FL ID MT NC NV OR TX WA
Address
5260 N. PALM AVENUESUITE 221
FRESNO, CA 93704
United States
Phone: 559-449-8690