FERRIS, BAKER WATTS INCORPORATED
CRD #285 SEC #801-7393 BALTIMORE, MD 410-685-2600
SEC Registered Broker-Dealer
Total AUM
$1B
Discretionary
$1B
Employees
501
Clients
251
Accounts
9,500
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- FEBRUARY
- Registration Date
- --
- Latest Filing
- Feb 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AKERS, LOUIS JOSEPH JR | I | DIRECTOR | NA | Control |
| AKERS, LOUIS JOSEPH JR | I | DIRECTOR | NA | Control |
| AKERS, LOUIS JOSEPH JR | I | VICE CHAIRMAN | NA | Control |
| AKERS, LOUIS JOSEPH JR | I | CEO | NA | Control |
| AKERS, LOUIS JOSEPH JR | I | VICE CHAIRMAN | NA | Control |
| AKERS, LOUIS JOSEPH JR | I | VICE CHAIRMAN | NA | Control |
| AKERS, LOUIS JOSEPH JR | I | DIRECTOR | NA | Control |
| AKERS, LOUIS JOSEPH JR | I | DIRECTOR | NA | Control |
| AKERS, LOUIS JOSEPH JR | I | DIRECTOR | NA | Control |
| AKERS, LOUIS JOSEPH JR | I | VICE CHAIRMAN | NA | Control |
| AKERS, LOUIS JOSEPH JR | I | VICE CHAIRMAN | NA | Control |
| AKERS, LOUIS JOSEPH JR | I | VICE CHAIRMAN | NA | Control |
| BRINTON, RANDOLPH WARD | I | DIRECTOR | NA | Control |
| BRINTON, RANDOLPH WARD | I | DIRECTOR | NA | Control |
| BRINTON, RANDOLPH WARD | I | DIRECTOR | NA | Control |
| CALVERT, ROGER LEE | I | CEO/DIRECTOR | NA | Control |
| CALVERT, ROGER LEE | I | CEO/DIRECTOR | NA | Control |
| CALVERT, ROGER LEE | I | CEO/PRESIDENT | NA | Control |
| CALVERT, ROGER LEE | I | COO/PRESIDENT | NA | Control |
| CALVERT, ROGER LEE | I | CEO/PRESIDENT | NA | Control |
| CALVERT, ROGER LEE | I | CEO/PRESIDENT | NA | Control |
| CALVERT, ROGER LEE | I | CEO/DIRECTOR | NA | Control |
| CALVERT, ROGER LEE | I | CEO/DIRECTOR | NA | Control |
| CALVERT, ROGER LEE | I | CEO/DIRECTOR | NA | Control |
| CALVERT, ROGER LEE | I | CEO/DIRECTOR | NA | Control |
| CALVERT, ROGER LEE | I | CEO/DIRECTOR | NA | Control |
| CALVERT, ROGER LEE | I | CEO/PRESIDENT | NA | Control |
| CALVERT, ROGER LEE | I | CEO/PRESIDENT | NA | Control |
| CALVERT, ROGER LEE | I | CEO/PRESIDENT | NA | Control |
| CENTENO, PATRICIA R. | I | CCO, SROP | NA | |
| CENTENO, PATRICIA REED | I | DIRECTOR OF COMPLIANCE, SROP | NA | |
| COQUELIN, WILLIAM CARL | I | CHIEF INFORMATION OFFICER | NA | |
| DANIELSON, LOREN LEROY | I | DIRECTOR | NA | Control |
| DELBUONO, SANDRA ANNE | I | CROP | NA | |
| DELBUONO, SANDRA ANNE | I | CROP | NA | |
| DELBUONO, SANDRA ANNE | I | CROP | NA | |
| DELONGIS, PAUL JOSEPH | I | DIRECTOR | NA | Control |
| DELONGIS, PAUL JOSEPH | I | DIRECTOR | NA | Control |
| DELONGIS, PAUL JOSEPH | I | DIRECTOR | NA | Control |
| DELONGIS, PAUL JOSEPH | I | DIRECTOR | NA | Control |
| DELONGIS, PAUL JOSEPH | I | DIRECTOR | NA | Control |
| DELONGIS, PAUL JOSEPH | I | DIRECTOR | NA | Control |
| DELONGIS, PAUL JOSEPH | I | DIRECTOR | NA | Control |
| DETMER, CHRISTOPHER JEROME | I | DIRECTOR | NA | Control |
| DETMER, CHRISTOPHER JEROME | I | DIRECTOR | NA | Control |
| DETMER, CHRISTOPHER JEROME | I | SR. VICE PRESIDENT | NA | |
| DETMER, CHRISTOPHER JEROME | I | DIRECTOR | NA | Control |
| DETMER, CHRISTOPHER JEROME | I | DIRECTOR | NA | Control |
| DETMER, CHRISTOPHER JEROME | I | DIRECTOR | NA | Control |
| GILDEMEISTER, WENDY SUSAN | I | COO & DIRECTOR | NA | Control |
| GILDEMEISTER, WENDY SUSAN | I | DIRECTOR | NA | Control |
| GILDEMEISTER, WENDY SUSAN | I | DIRECTOR OF OPERATIONS | NA | |
| GILDEMEISTER, WENDY SUSAN | I | DIRECTOR OF OPERATIONS | NA | |
| GILDEMEISTER, WENDY SUSAN | I | DIRECTOR OF OPERATIONS | NA | |
| GILDEMEISTER, WENDY SUSAN | I | DIRECTOR OF OPERATIONS | NA | |
| GILDEMEISTER, WENDY SUSAN | I | COO & DIRECTOR | NA | Control |
| GILDEMEISTER, WENDY SUSAN | I | COO & DIRECTOR | NA | Control |
| GILDEMEISTER, WENDY SUSAN | I | DIRECTOR | NA | Control |
| GILDEMEISTER, WENDY SUSAN | I | DIRECTOR | NA | Control |
| GILDEMEISTER, WENDY SUSAN | I | DIRECTOR | NA | Control |
| GILDEMEISTER, WENDY SUSAN | I | DIRECTOR OF OPERATIONS | NA | |
| GILDEMEISTER, WENDY SUSAN | I | DIRECTOR OF OPERATIONS | NA | |
| GILDEMEISTER, WENDY SUSAN | I | DIRECTOR OF OPERATIONS | NA | |
| GINSBURGH, GAIL WINSLOW | I | DIRECTOR | NA | Control |
| GINSBURGH, GAIL WINSLOW | I | DIRECTOR | NA | Control |
| GINSBURGH, GAIL WINSLOW | I | VICE COB DIRECTOR | NA | Control |
| GINSBURGH, GAIL WINSLOW | I | VICE COB DIRECTOR | NA | Control |
| GINSBURGH, GAIL WINSLOW | I | VICE COB DIRECTOR | NA | Control |
| GINSBURGH, GAIL WINSLOW | I | VICE COB DIRECTOR | NA | Control |
| GINSBURGH, GAIL WINSLOW | I | DIRECTOR | NA | Control |
| GINSBURGH, GAIL WINSLOW | I | DIRECTOR | NA | Control |
| GINSBURGH, GAIL WINSLOW | I | DIRECTOR | NA | Control |
| GINSBURGH, GAIL WINSLOW | I | DIRECTOR | NA | Control |
| GINSBURGH, GAIL WINSLOW | I | DIRECTOR | NA | Control |
| GINSBURGH, GAIL WINSLOW | I | VICE COB DIRECTOR | NA | Control |
| GINSBURGH, GAIL WINSLOW | I | VICE COB DIRECTOR | NA | Control |
| GINSBURGH, GAIL WINSLOW | I | VICE COB DIRECTOR | NA | Control |
| GLOOR, DANA SIRKIS | I | CHIEF LEGAL OFFICER | NA | |
| GLOOR, DANA SIRKIS | I | CHIEF LEGAL OFFICER | NA | |
| GLOOR, DANA SIRKIS | I | CHIEF LEGAL OFFICER | NA | |
| GLOOR, DANA SIRKIS | I | CHIEF LEGAL OFFICER | NA | |
| GLOOR, DANA SIRKIS | I | CLO & DIRECTOR | NA | Control |
| GLOOR, DANA SIRKIS | I | CHIEF LEGAL OFFICER | NA | |
| GLOOR, DANA SIRKIS | I | CHIEF LEGAL OFFICER | NA | Control |
| GORDON, SHERRY ANN | I | DIRECTOR | NA | Control |
| GORDON, SHERRY ANN | I | DIRECTOR | NA | Control |
| GORDON, SHERRY ANN | I | DIRECTOR | NA | Control |
| GORDON, SHERRY ANN | I | DIRECTOR | NA | Control |
| GORDON, SHERRY ANN | I | DIRECTOR | NA | Control |
| GORDON, SHERRY ANN | I | DIRECTOR | NA | Control |
| GORDON, SHERRY ANN | I | DIRECTOR | NA | Control |
| GORDON, SHERRY ANN | I | DIRECTOR | NA | Control |
| GORDON, SHERRY ANN | I | DIRECTOR | NA | Control |
| GORDON, SHERRY ANN | I | DIRECTOR | NA | Control |
| GORDON, SHERRY ANN | I | DIRECTOR | NA | Control |
| GORDON, SHERRY ANN | I | DIRECTOR | NA | Control |
| GORDON, SHERRY ANN | I | DIRECTOR | NA | Control |
| GORDON, SHERRY ANN | I | DIRECTOR | NA | Control |
| HAAS, JAY WILSON JR. | I | DIRECTOR OF COMPLIANCE, CCO | NA | |
| HAAS, JAY WILSON JR. | I | DIRECTOR OF COMPLIANCE, CCO | NA | |
| HAAS, JAY WILSON JR. | I | DIRECTOR OF COMPLIANCE, CCO | NA | |
| HAAS, JAY WILSON JR. | I | DIRECTOR OF COMPLIANCE | NA | |
| HARTMAN, CRAIG ROBERT | I | CFO, DIRECTOR | NA | Control |
| HARTMAN, CRAIG ROBERT | I | CFO, DIRECTOR | NA | Control |
| HARTMAN, CRAIG ROBERT | I | CFO | NA | Control |
| HARTMAN, CRAIG ROBERT | I | CFO | NA | Control |
| HARTMAN, CRAIG ROBERT | I | CFO | NA | Control |
| HARTMAN, CRAIG ROBERT | I | CFO | NA | Control |
| HARTMAN, CRAIG ROBERT | I | CFO, DIRECTOR | NA | Control |
| HARTMAN, CRAIG ROBERT | I | CFO, DIRECTOR | NA | Control |
| HARTMAN, CRAIG ROBERT | I | CFO, DIRECTOR | NA | Control |
| HARTMAN, CRAIG ROBERT | I | CFO, DIRECTOR | NA | Control |
| HARTMAN, CRAIG ROBERT | I | CFO, DIRECTOR | NA | Control |
| HARTMAN, CRAIG ROBERT | I | CFO | NA | Control |
| HARTMAN, CRAIG ROBERT | I | CFO | NA | Control |
| HARTMAN, CRAIG ROBERT | I | CFO | NA | Control |
| KRONEBERGER, GREGORY BRIAN JR | I | DIRECTOR | NA | Control |
| KRONEBERGER, GREGORY BRIAN JR | I | DIRECTOR | NA | Control |
| KRONEBERGER, GREGORY BRIAN JR | I | DIRECTOR | NA | Control |
| KRONEBERGER, GREGORY BRIAN JR | I | DIRECTOR | NA | Control |
| KRONEBERGER, GREGORY BRIAN JR | I | DIRECTOR | NA | Control |
| LEATHERBARROW, RICHARD | I | CROP | NA | |
| LEATHERBARROW, RICHARD | I | SROP | NA | |
| LEATHERBARROW, RICHARD | I | CO CHIEF COMPLIANCE OFFICER & SROP | NA | |
| LEATHERBARROW, RICHARD | I | CROP | NA | |
| LEATHERBARROW, RICHARD | I | CROP | NA | |
| LEATHERBARROW, RICHARD | I | CROP | NA | |
| LINN, ROBERT PAULGER | I | DIRECTOR | NA | Control |
| LINN, ROBERT PAULGER | I | DIRECTOR | NA | Control |
| MARINO, GARY DAVID | I | DIRECTOR | NA | Control |
| RAST, KEVIN PAUL | I | DIRECTOR | NA | Control |
| RAST, KEVIN PAUL | I | DIRECTOR | NA | Control |
| RAST, KEVIN PAUL | I | DIRECTOR | NA | Control |
| RAST, KEVIN PAUL | I | DIRECTOR | NA | Control |
| RAST, KEVIN PAUL | I | DIRECTOR | NA | Control |
| RAST, KEVIN PAUL | I | DIRECTOR | NA | Control |
| RAST, KEVIN PAUL | I | DIRECTOR | NA | Control |
| RAST, KEVIN PAUL | I | DIRECTOR | NA | Control |
| RAST, KEVIN PAUL | I | DIRECTOR | NA | Control |
| RAST, KEVIN PAUL | I | DIRECTOR | NA | Control |
| RAST, KEVIN PAUL | I | DIRECTOR | NA | Control |
| RAST, KEVIN PAUL | I | DIRECTOR | NA | Control |
| RAST, KEVIN PAUL | I | DIRECTOR | NA | Control |
| ROSS, STEVEN SCOTT | I | DIRECTOR | NA | Control |
| ROSS, STEVEN SCOTT | I | DIRECTOR | NA | Control |
| ROSS, STEVEN SCOTT | I | DIRECTOR | NA | Control |
| RUTHERFORD, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUTHERFORD, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUTHERFORD, PATRICIA ANN | I | CO CHIEF COMPLIANCE OFFICER | NA | |
| RUTHERFORD, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUTHERFORD, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUTHERFORD, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUTHERFORD, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEA, STEVEN LATUS | I | DIRECTOR | NA | Control |
| SHEA, STEVEN LATUS | I | DIRECTOR | NA | Control |
| SHEA, STEVEN LATUS | I | DIRECTOR | NA | Control |
| SHEA, STEVEN LATUS | I | DIRECTOR | NA | Control |
| SHEA, STEVEN LATUS | I | DIRECTOR | NA | Control |
| SHEA, STEVEN LATUS | I | DIRECTOR | NA | Control |
| SHEA, STEVEN LATUS | I | DIRECTOR | NA | Control |
| SHEA, STEVEN LATUS | I | DIRECTOR | NA | Control |
| SHEA, STEVEN LATUS | I | DIRECTOR | NA | Control |
| SHEA, STEVEN LATUS | I | DIRECTOR | NA | Control |
| SHEA, STEVEN LATUS | I | DIRECTOR | NA | Control |
| SHEA, STEVEN LATUS | I | DIRECTOR | NA | Control |
| SHEA, STEVEN LATUS | I | DIRECTOR | NA | Control |
| SHEA, STEVEN LATUS | I | DIRECTOR | NA | Control |
| SHIPLEY, THOMAS EUGENE | I | DIRECTOR | NA | Control |
| SHIPLEY, THOMAS EUGENE | I | DIRECTOR | NA | Control |
| SHIPLEY, THOMAS EUGENE | I | DIRECTOR | NA | Control |
| SHIPLEY, THOMAS EUGENE | I | DIRECTOR | NA | Control |
| SHIPLEY, THOMAS EUGENE | I | DIRECTOR | NA | Control |
| SHULMAN, SCOTT | I | DIRECTOR | NA | Control |
| SHULMAN, SCOTT | I | DIRECTOR | NA | Control |
| SHULMAN, SCOTT | I | DIRECTOR | NA | Control |
| SZAGER, AARON MICHAEL | I | SROP | NA | |
| SZAGER, AARON MICHAEL | I | SROP | NA | |
| SZAGER, AARON MICHAEL | I | SROP | NA | |
| SZAGER, AARON MICHAEL | I | SROP | NA | |
| SZAGER, AARON MICHAEL | I | SROP | NA | |
| SZAGER, AARON MICHAEL | I | SROP | NA | |
| TEEL, ADRIAN | I | DIRECTOR | NA | Control |
| TEEL, ADRIAN GEORGE | I | DIRECTOR | NA | Control |
| TEEL, ADRIAN GEORGE | I | COO & DIRECTOR | NA | Control |
| TEEL, ADRIAN GEORGE | I | DIRECTOR | NA | Control |
| TEEL, ADRIAN GEORGE | I | DIRECTOR | NA | Control |
| TEEL, ADRIAN GEORGE | I | DIRECTOR | NA | Control |
| TEEL, ADRIAN GEORGE | I | DIRECTOR | NA | Control |
| TEEL, ADRIAN GEORGE | I | DIRECTOR | NA | Control |
| TEEL, ADRIAN GEORGE | I | COO & DIRECTOR | NA | Control |
| TEEL, ADRIAN GEORGE | I | COO & DIRECTOR | NA | Control |
| TEEL, ADRIAN GEORGE | I | COO & DIRECTOR | NA | Control |
| TEEL, ADRIAN GEORGE | I | DIRECTOR | NA | Control |
| TEEL, ADRIAN GEORGE | I | DIRECTOR | NA | Control |
| TEEL, ADRIAN GEORGE | I | DIRECTOR | NA | Control |
| URBAN, THEODORE WALTER | I | CLO, DIRECTOR & SROP | NA | Control |
| URBAN, THEODORE WALTER | I | CLO, DIRECTOR | NA | Control |
| URBAN, THEODORE WALTER | I | CLO, DIRECTOR & SROP | NA | Control |
| URBAN, THEODORE WALTER | I | CLO, DIRECTOR | NA | Control |
| URBAN, THEODORE WALTER | I | CLO & DIRECTOR | NA | Control |
| URBAN, THEODORE WALTER | I | CLO & DIRECTOR | NA | Control |
| URBAN, THEODORE WALTER | I | CLO, DIRECTOR & SROP | NA | Control |
| URBAN, THEODORE WALTER | I | CLO, DIRECTOR & SROP | NA | Control |
| URBAN, THEODORE WALTER | I | CLO, DIRECTOR & SROP | NA | Control |
| VAUGHAN, PATRICK JAMES | I | DIRECTOR | NA | Control |
| VAUGHAN, PATRICK JAMES | I | DIRECTOR | NA | Control |
| VAUGHAN, PATRICK JAMES | I | DIRECTOR | NA | Control |
| VAUGHAN, PATRICK JAMES | I | DIRECTOR | NA | Control |
| VAUGHAN, PATRICK JAMES | I | DIRECTOR | NA | Control |
| VAUGHAN, PATRICK JAMES | I | DIRECTOR | NA | Control |
| VAUGHAN, PATRICK JAMES | I | DIRECTOR | NA | Control |
| VAUGHAN, PATRICK JAMES | I | DIRECTOR | NA | Control |
| VAUGHAN, PATRICK JAMES | I | DIRECTOR | NA | Control |
| VAUGHAN, PATRICK JAMES | I | DIRECTOR | NA | Control |
| VAUGHAN, PATRICK JAMES | I | DIRECTOR | NA | Control |
| VAUGHAN, PATRICK JAMES | I | DIRECTOR | NA | Control |
| FERRIS, BAKER WATTS, INC. EMPLOYEE STOCK BONUS PLAN | DE | SHARE HOLDER | D | Control |
| FERRIS, BAKER WATTS, INC. EMPLOYEE STOCK BONUS PLAN | DE | SHARE HOLDER | D | Control |
| FERRIS, BAKER WATTS, INC. EMPLOYEE STOCK BONUS PLAN | DE | SHARE HOLDER | D | Control |
| FERRIS, BAKER WATTS, INC. EMPLOYEE STOCK BONUS PLAN | DE | SHARE HOLDER | D | Control |
| FERRIS, BAKER WATTS, INC. EMPLOYEE STOCK BONUS PLAN | DE | SHARE HOLDER | D | Control |
| FERRIS, BAKER WATTS, INC. EMPLOYEE STOCK BONUS PLAN | DE | SHARE HOLDER | D | Control |
| FERRIS, BAKER WATTS, INC. EMPLOYEE STOCK BONUS PLAN | DE | SHARE HOLDER | D | Control |
| FERRIS, BAKER WATTS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | SHARE HOLDER | D | Control |
| FERRIS, BAKER WATTS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | SHARE HOLDER | D | Control |
| FERRIS, BAKER WATTS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | SHARE HOLDER | D | Control |
| FERRIS, BAKER WATTS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | SHARE HOLDER | D | Control |
| FERRIS, BAKER WATTS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | SHARE HOLDER | D | Control |
| FERRIS, BAKER WATTS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | SHARE HOLDER | D | Control |
| FERRIS, BAKER WATTS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | SHARE HOLDER | D | Control |
| FERRIS, GEORGE MALLETTE JR | I | CHAIRMAN | C | Control |
| FERRIS, GEORGE MALLETTE JR | I | CHAIRMAN | C | Control |
| FERRIS, GEORGE MALLETTE JR | I | CHAIRMAN | C | Control |
| FERRIS, GEORGE MALLETTE JR | I | CHAIRMAN | C | Control |
| FERRIS, GEORGE MALLETTE JR | I | CHAIRMAN | C | Control |
| FERRIS, GEORGE MALLETTE JR | I | CHAIRMAN | C | Control |
| FERRIS, GEORGE MALLETTE JR | I | CHAIRMAN | C | Control |
| FERRIS, GEORGE MALLETTE JR | I | CHAIRMAN | C | Control |
| FERRIS, GEORGE MALLETTE JR | I | CHAIRMAN | C | Control |
| FERRIS, GEORGE MALLETTE JR | I | CHAIRMAN | C | Control |
| FERRIS, GEORGE MALLETTE JR | I | CHAIRMAN | C | Control |
| FERRIS, GEORGE MALLETTE JR | I | CHAIRMAN | C | Control |
| FERRIS, GEORGE MALLETTE JR | I | CHAIRMAN | C | Control |
| FERRIS, GEORGE MALLETTE JR | I | CHAIRMAN | C | Control |
Registrations
Federal
IA
Feb 23, 2007 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
100 LIGHT STREETBALTIMORE, MD 21202
USA
Phone: 410-685-2600