BREGAL INVESTMENTS, INC.
CRD #285006 SEC #801-108649 NEW YORK, NY 212-704-3000
SEC Registered Private Funds
Total AUM
$25.8B
Discretionary
$0
Employees
96
Clients
--
Accounts
48
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLACK, STEVEN, DAVIS | I | CO-CEO | NA | Control |
| BLACK, STEVEN, DAVIS | I | CO-CEO | NA | Control |
| BLACK, STEVEN, DAVIS | I | CO-CEO | NA | Control |
| BLACK, STEVEN, DAVIS | I | CO-CEO | NA | Control |
| BLACK, STEVEN, DAVIS | I | CO-CEO | NA | Control |
| BLACK, STEVEN, DAVIS | I | CO-CEO | NA | Control |
| BLACK, STEVEN, DAVIS | I | CO-CEO | NA | Control |
| BLACK, STEVEN, DAVIS | I | CO-CEO | NA | Control |
| BLACK, STEVEN, DAVIS | I | CO-CEO | NA | Control |
| BLACK, STEVEN, DAVIS | I | CO-CEO | NA | Control |
| CARRIER, ALAIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARRIER, ALAIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARRIER, ALAIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARRIER, ALAIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARRIER, ALAIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARRIER, ALAIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARRIER, ALAIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUPIT, DWIGHT, NICHOLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| FISHMAN, RONALD, BRUCE | I | TAX DIRECTOR | NA | Control |
| RICHARDSON, KEVIN, JOHN | I | FINANCE DIRECTOR | NA | Control |
| RICHARDSON, KEVIN, JOHN | I | FINANCE DIRECTOR | NA | Control |
| RICHARDSON, KEVIN, JOHN | I | FINANCE DIRECTOR | NA | Control |
| RICHARDSON, KEVIN, JOHN | I | FINANCE DIRECTOR | NA | Control |
| RICHARDSON, KEVIN, JOHN | I | FINANCE DIRECTOR | NA | Control |
| RICHARDSON, KEVIN, JOHN | I | FINANCE DIRECTOR | NA | Control |
| RICHARDSON, KEVIN, JOHN | I | FINANCE DIRECTOR | NA | Control |
| RICHARDSON, KEVIN, JOHN | I | FINANCE DIRECTOR | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RILEY, MICHELLE, SUZANNE | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| SELWOOD, RYAN, T. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| VANDOOSSELAERE, QUENTIN, JOSSE | I | CO-CEO | NA | Control |
| VANDOOSSELAERE, QUENTIN, JOSSE | I | CO-CEO | NA | Control |
| VANDOOSSELAERE, QUENTIN, JOSSE | I | CO-CEO | NA | Control |
| VANDOOSSELAERE, QUENTIN, JOSSE | I | CO-CEO | NA | Control |
| VANDOOSSELAERE, QUENTIN, JOSSE | I | CO-CEO | NA | Control |
| VANDOOSSELAERE, QUENTIN, JOSSE | I | CO-CEO | NA | Control |
| VANDOOSSELAERE, QUENTIN, JOSSE | I | CO-CEO | NA | Control |
| VANDOOSSELAERE, QUENTIN, JOSSE | I | CO-CEO | NA | Control |
| VANDOOSSELAERE, QUENTIN, JOSSE | I | CO-CEO | NA | Control |
| VANDOOSSELAERE, QUENTIN, JOSSE | I | CO-CEO | NA | Control |
| WONG, AMY, NMN | I | FINANCE DIRECTOR | NA | Control |
| WONG, AMY, NMN | I | FINANCE DIRECTOR | NA | Control |
| WONG, AMY, NMN | I | FINANCE DIRECTOR | NA | Control |
| WONG, AMY, NMN | I | FINANCE DIRECTOR | NA | Control |
| WONG, AMY, NMN | I | FINANCE DIRECTOR | NA | Control |
| WONG, AMY, NMN | I | FINANCE DIRECTOR | NA | Control |
| WONG, AMY, NMN | I | FINANCE DIRECTOR | NA | Control |
| WONG, AMY, NMN | I | FINANCE DIRECTOR | NA | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER (BREGAL ENERGY, INC.) | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER (BREGAL ENERGY, INC.) | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
| BREGAL INVESTMENTS LONDON LIMITED | FE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
| COFRA HOLDING AG | FE | BREGAL INVESTMENTS LONDON LIMITED | E | Control |
Registrations
Federal
IA
Mar 29, 2025 REGISTERED
Notice Filings (1)
NY
Address
200 PARK AVENUE45TH FLOOR
NEW YORK, NY 10166
United States
Phone: 212-704-3000