ARROWHEAD INVESTMENT MANAGEMENT LLC

CRD #285032 SEC #801-110360 GREENWICH, CT 203-485-0700

SEC Registered Private Funds

Total AUM

$143.4M

Discretionary

$143.4M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 17, 2025
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	NA	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	NA	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	NA	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	NA	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	NA	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	NA	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	NA	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	NA	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	NA	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	NA	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	NA	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	NA	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	NA	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	NA	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	NA	Control
Cerminaro, Jennifer, Mary	I	CHIEF FINANCIAL OFFICER	NA
Cerminaro, Jennifer, Mary	I	CHIEF FINANCIAL OFFICER	NA
Cerminaro, Jennifer, Mary	I	CHIEF FINANCIAL OFFICER	NA
Cerminaro, Jennifer, Mary	I	CHIEF FINANCIAL OFFICER	NA
Cerminaro, Jennifer, Mary	I	CHIEF FINANCIAL OFFICER	NA
Cerminaro, Jennifer, Mary	I	CHIEF FINANCIAL OFFICER	NA
Cerminaro, Jennifer, Mary	I	CHIEF FINANCIAL OFFICER	NA
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
PARSKY, GERALD, LAWRENCE	I	MANAGING MEMBER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	C	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	C	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	C	Control
AGC ARROWHEAD HOLDINGS LLC	DE	MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control
PARSKY, GERALD, LAWRENCE	I	AGC ARROWHEAD HOLDINGS LLC	E	Control

Registrations

Federal

Mar 17, 2025 REGISTERED

Notice Filings (1)

Address

777 WEST PUTNAM AVENUE
SUITE 300
GREENWICH, CT 06830
United States

Phone: 203-485-0700