ACTIVE ALTS INC.
CRD #285036 SEC #801-108358 WESTPORT, CT 203-577-3006
SEC Registered
Total AUM
$629.5K
Discretionary
$629.5K
Employees
3
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 4, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, JOHN, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ALLEN, JOHN, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ALLEN, JOHN, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ALLEN, JOHN, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ALLEN, JOHN, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ALLEN, JOHN, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ALLEN, JOHN, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ALLEN, JOHN, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| MISCH, AMANDA, A | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENSDORF, BRADLEY, HUGH | I | PRESIDENT | E | Control |
| LAMENSDORF, BRADLEY, HUGH | I | PRESIDENT | E | Control |
| LAMENSDORF, BRADLEY, HUGH | I | PRESIDENT | E | Control |
| LAMENSDORF, BRADLEY, HUGH | I | PRESIDENT | E | Control |
| LAMENSDORF, BRADLEY, HUGH | I | PRESIDENT | E | Control |
| LAMENSDORF, BRADLEY, HUGH | I | PRESIDENT | E | Control |
| LAMENSDORF, BRADLEY, HUGH | I | PRESIDENT | E | Control |
| LAMENSDORF, BRADLEY, HUGH | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Feb 4, 2019 REGISTERED
Notice Filings (1)
CT
Address
6 OLD HILL ROADWESTPORT, CT 06880
United States
Phone: 203-577-3006