SWELL INVESTING LLC

CRD #285058 SEC #801-108656 SANTA MONICA, CA 949-566-8985

SEC Registered

Total AUM

$33M

Discretionary

$33M

Employees

Clients

Accounts

14,122

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Apr 9, 2019
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BAHADORI, MAZI, [NMN]	I	CHIEF COMPLIANCE OFFICER	NA	Control
BAHADORI, MAZI, [NMN]	I	CHIEF COMPLIANCE OFFICER	NA	Control
BAKER, VAUGHN, WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
BAKER, VAUGHN, WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
FANGER, DAVID, NATHAN WALTER	I	CHIEF EXECUTIVE OFFICER	NA	Control
FANGER, DAVID, NATHAN WALTER	I	CHIEF EXECUTIVE OFFICER	NA	Control
FANGER, DAVID, NATHAN WALTER	I	CHIEF EXECUTIVE OFFICER	NA	Control
FANGER, DAVID, NATHAN WALTER	I	CHIEF EXECUTIVE OFFICER	NA	Control
FANGER, DAVID, NATHAN WALTER	I	CHIEF EXECUTIVE OFFICER	NA	Control
FANGER, DAVID, NATHAN WALTER	I	CHIEF EXECUTIVE OFFICER	NA	Control
FANGER, DAVID, NATHAN WALTER	I	CHIEF EXECUTIVE OFFICER	NA	Control
FANGER, DAVID, NATHAN WALTER	I	CHIEF EXECUTIVE OFFICER	NA	Control
MACDONALD, LESLIE, THOMPSON	I	CHIEF LEGAL OFFICER	NA	Control
MACDONALD, LESLIE, THOMPSON	I	CHIEF LEGAL OFFICER	NA	Control
MACDONALD, LESLIE, THOMPSON	I	CHIEF LEGAL OFFICER	NA	Control
MACDONALD, LESLIE, THOMPSON	I	CHIEF LEGAL OFFICER	NA	Control
MACDONALD, LESLIE, THOMPSON	I	CHIEF LEGAL OFFICER	NA	Control
MACDONALD, LESLIE, THOMPSON	I	CHIEF LEGAL OFFICER	NA	Control
MACDONALD, LESLIE, THOMPSON	I	CHIEF LEGAL OFFICER	NA	Control
MACDONALD, LESLIE, THOMPSON	I	CHIEF LEGAL OFFICER	NA	Control
ORSOLINI, TERESA, RIVA	I	CHIEF MARKETING OFFICER	NA	Control
ORSOLINI, TERESA, RIVA	I	CHIEF MARKETING OFFICER	NA	Control
ORSOLINI, TERESA, RIVA	I	CHIEF MARKETING OFFICER	NA	Control
RUMSEY, CAROL, ELAINE	I	CHIEF COMPLIANCE OFFICER	NA	Control
RUMSEY, CAROL, ELAINE	I	CHIEF COMPLIANCE OFFICER	NA	Control
RUMSEY, CAROL, ELAINE	I	CHIEF COMPLIANCE OFFICER	NA	Control
RUMSEY, CAROL, ELAINE	I	CHIEF COMPLIANCE OFFICER	NA	Control
RUMSEY, CAROL, ELAINE	I	CHIEF COMPLIANCE OFFICER	NA	Control
RUMSEY, CAROL, ELAINE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SKILLMAN, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
SKILLMAN, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
SKILLMAN, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
PACIFIC ASSET ADVISORS LLC	DE	MANAGING MEMBER	E	Control
PACIFIC ASSET ADVISORS LLC	DE	MANAGING MEMBER	E	Control
SWELL INVESTING HOLDING LLC	DE	MANAGING MEMBER	E	Control
SWELL INVESTING HOLDING LLC	DE	MANAGING MEMBER	E	Control
SWELL INVESTING HOLDING LLC	DE	MANAGING MEMBER	E	Control
SWELL INVESTING HOLDING LLC	DE	MANAGING MEMBER	E	Control
SWELL INVESTING HOLDING LLC	DE	MANAGING MEMBER	E	Control
SWELL INVESTING HOLDING LLC	DE	MANAGING MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
PACIFIC LIFE INSURANCE COMPANY	DE	PACIFIC ASSET ADVISORS LLC	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	PACIFIC ASSET ADVISORS LLC	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	PACIFIC ASSET ADVISORS LLC	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	PACIFIC ASSET ADVISORS LLC	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	PACIFIC ASSET ADVISORS LLC	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	SWELL INVESTING HOLDING LLC	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	PACIFIC ASSET ADVISORS LLC	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	SWELL INVESTING HOLDING LLC	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control

Registrations

Federal

Apr 9, 2019 REGISTERED

Notice Filings (52)

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Address

301 ARIZONA AVENUE
SUITE 400
SANTA MONICA, CA 90401
United States

Phone: 949-566-8985