CAPITAL ONE INVESTING, INC.
CRD #285084 SEC #801-111630 MCLEAN, VA (202) 539-1039
SEC Registered
Total AUM
$889.4M
Discretionary
$889.4M
Employees
118
Clients
--
Accounts
1,154
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 9, 2021
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BESKE, GAVIN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESKE, GAVIN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESKE, GAVIN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESKE, GAVIN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESKE, GAVIN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESKE, GAVIN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESKE, GAVIN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESKE, GAVIN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESKE, GAVIN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESKE, GAVIN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESKE, GAVIN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Bann, David, Michael | I | SENIOR DIRECTOR OF WEALTH OPERATIONS | NA | Control |
| Bann, David, Michael | I | SENIOR DIRECTOR OF WEALTH OPERATIONS | NA | Control |
| Bann, David, Michael | I | SENIOR DIRECTOR OF WEALTH OPERATIONS | NA | Control |
| Bann, David, Michael | I | SENIOR DIRECTOR OF WEALTH OPERATIONS | NA | Control |
| Bann, David, Michael | I | SENIOR DIRECTOR OF WEALTH OPERATIONS | NA | Control |
| Bann, David, Michael | I | SENIOR DIRECTOR OF WEALTH OPERATIONS | NA | Control |
| Bann, David, Michael | I | SENIOR DIRECTOR OF WEALTH OPERATIONS | NA | Control |
| Bann, David, Michael | I | HEAD OF WEALTH OPERATIONS | NA | Control |
| Bann, David, Michael | I | SENIOR DIRECTOR OF WEALTH OPERATIONS | NA | Control |
| Bann, David, Michael | I | SENIOR DIRECTOR OF WEALTH OPERATIONS | NA | Control |
| Bann, David, Michael | I | SENIOR DIRECTOR OF WEALTH OPERATIONS | NA | Control |
| Bann, David, Michael | I | HEAD OF WEALTH OPERATIONS | NA | Control |
| Bann, David, Michael | I | PRESIDENT | NA | Control |
| Bann, David, Michael | I | HEAD OF WEALTH OPERATIONS | NA | Control |
| Bann, David, Michael | I | PRESIDENT | NA | Control |
| Bowman Jr, Richard, Forrest | I | HEAD OF PLATFORM MANAGEMENT | NA | Control |
| Bowman Jr, Richard, Forrest | I | HEAD OF PRODUCT MANAGEMENT | NA | Control |
| Bowman Jr, Richard, Forrest | I | HEAD OF PRODUCT MANAGEMENT | NA | Control |
| Bowman Jr, Richard, Forrest | I | HEAD OF PLATFORM MANAGEMENT | NA | Control |
| Bowman Jr, Richard, Forrest | I | HEAD OF PLATFORM MANAGEMENT | NA | Control |
| Bowman Jr, Richard, Forrest | I | HEAD OF PLATFORM MANAGEMENT | NA | Control |
| Bowman Jr, Richard, Forrest | I | HEAD OF PLATFORM MANAGEMENT | NA | Control |
| DOUCE, MARK, IVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUCE, MARK, IVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUCE, MARK, IVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER, STOCKHOLDER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| HOLT, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KELLY, ELIZABETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| LAWSON, DAVID, COREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAWSON, DAVID, COREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAWSON, DAVID, COREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAWSON, DAVID, COREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAWSON, DAVID, COREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAWSON, DAVID, COREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAWSON, DAVID, COREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLAMROCH, JR., JAMES, RICHARD | I | DIRECTOR | NA | |
| MCCLAMROCH, JR., JAMES, RICHARD | I | DIRECTOR | NA | |
| MCCLAMROCH, JR., JAMES, RICHARD | I | DIRECTOR | NA | |
| MCCLAMROCH, JR., JAMES, RICHARD | I | DIRECTOR | NA | |
| MCCLAMROCH, JR., JAMES, RICHARD | I | DIRECTOR | NA | |
| MCCLAMROCH, JR., JAMES, RICHARD | I | DIRECTOR | NA | |
| MCCLAMROCH, JR., JAMES, RICHARD | I | DIRECTOR | NA | |
| MCCLAMROCH, JR., JAMES, RICHARD | I | DIRECTOR | NA | |
| MEIROWITZ, BENYAMIN, YEHUDAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEIROWITZ, BENYAMIN, YEHUDAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEIROWITZ, BENYAMIN, YEHUDAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEIROWITZ, BENYAMIN, YEHUDAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEIROWITZ, BENYAMIN, YEHUDAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEIROWITZ, BENYAMIN, YEHUDAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEIROWITZ, BENYAMIN, YEHUDAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEIROWITZ, BENYAMIN, YEHUDAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEIROWITZ, BENYAMIN, YEHUDAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'SHAUGHNESSY, JOHN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'SHAUGHNESSY, JOHN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'SHAUGHNESSY, JOHN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'SHAUGHNESSY, JOHN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'SHAUGHNESSY, JOHN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'SHAUGHNESSY, JOHN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'SHAUGHNESSY, JOHN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'SHAUGHNESSY, JOHN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'SHAUGHNESSY, JOHN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'SHAUGHNESSY, JOHN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'SHAUGHNESSY, JOHN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OBERSTEIN, JEFFREY, DAVID | I | DIRECTOR | NA | |
| OBERSTEIN, JEFFREY, DAVID | I | DIRECTOR | NA | |
| OBERSTEIN, JEFFREY, DAVID | I | DIRECTOR | NA | |
| OBERSTEIN, JEFFREY, DAVID | I | DIRECTOR | NA | |
| OBERSTEIN, JEFFREY, DAVID | I | DIRECTOR | NA | |
| OBERSTEIN, JEFFREY, DAVID | I | DIRECTOR | NA | |
| OBERSTEIN, JEFFREY, DAVID | I | DIRECTOR | NA | |
| OBERSTEIN, JEFFREY, DAVID | I | DIRECTOR | NA | |
| OBERSTEIN, JEFFREY, DAVID | I | DIRECTOR | NA | |
| SABIN, ELIZABETH, SATHER | I | HEAD OF INVESTMENTS | NA | Control |
| SABIN, ELIZABETH, SATHER | I | HEAD OF INVESTMENTS | NA | Control |
| SABIN, ELIZABETH, SATHER | I | HEAD OF INVESTMENTS | NA | Control |
| SABIN, ELIZABETH, SATHER | I | HEAD OF INVESTMENTS | NA | Control |
| SABIN, ELIZABETH, SATHER | I | HEAD OF INVESTMENTS | NA | Control |
| SABIN, ELIZABETH, SATHER | I | HEAD OF INVESTMENTS | NA | Control |
| SABIN, ELIZABETH, SATHER | I | HEAD OF INVESTMENTS | NA | Control |
| SABIN, ELIZABETH, SATHER | I | HEAD OF INVESTMENTS | NA | Control |
| SABIN, ELIZABETH, SATHER | I | HEAD OF INVESTMENTS | NA | Control |
| SABIN, ELIZABETH, SATHER | I | HEAD OF INVESTMENTS | NA | Control |
| SABIN, ELIZABETH, SATHER | I | HEAD OF INVESTMENTS | NA | Control |
| SABIN, ELIZABETH, SATHER | I | HEAD OF INVESTMENTS | NA | Control |
| SABIN, ELIZABETH, SATHER | I | HEAD OF INVESTMENTS | NA | Control |
| SABIN, ELIZABETH, SATHER | I | HEAD OF INVESTMENTS | NA | Control |
| WEST, SOCCOLI, CHESSY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, SOCCOLI, CHESSY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, SOCCOLI, CHESSY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, SOCCOLI, CHESSY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, SOCCOLI, CHESSY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, SOCCOLI, CHESSY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, SOCCOLI, CHESSY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, SOCCOLI, CHESSY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, SOCCOLI, CHESSY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, SOCCOLI, CHESSY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Wolfand, David | I | HEAD OF ENGINEERING | NA | Control |
| Wolfand, David | I | HEAD OF ENGINEERING | NA | Control |
| Wolfand, David | I | HEAD OF ENGINEERING | NA | Control |
| Wolfand, David | I | HEAD OF ENGINEERING | NA | Control |
| Wolfand, David | I | HEAD OF ENGINEERING | NA | Control |
| Wolfand, David | I | HEAD OF ENGINEERING | NA | Control |
| Wolfand, David | I | HEAD OF ENGINEERING | NA | Control |
| Wolfand, David | I | HEAD OF ENGINEERING | NA | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | E | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | E | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | E | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | E | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER, STOCKHOLDER | D | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER, STOCKHOLDER | D | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER, STOCKHOLDER | D | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER, STOCKHOLDER | D | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER, STOCKHOLDER | D | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER, STOCKHOLDER | D | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER, STOCKHOLDER | D | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | C | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | C | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | C | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | C | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | C | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | C | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | C | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | MANAGING MEMBER | C | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | MANAGING MEMBER | C | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | MANAGING MEMBER | C | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | MANAGING MEMBER | C | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | MANAGING MEMBER | C | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | MANAGING MEMBER | C | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | MANAGING MEMBER | C | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER, STOCKHOLDER | C | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER, STOCKHOLDER | C | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER, STOCKHOLDER | C | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER, STOCKHOLDER | C | Control |
| FELLOWES, MATTHEW, CRUICKSHANKS | I | CHIEF EXECUTIVE OFFICER, STOCKHOLDER | C | Control |
| MORNINGSTAR INC | DE | MEMBER | C | |
| MORNINGSTAR INC | DE | MEMBER | C | |
| MORNINGSTAR INC | DE | STOCKHOLDER, PREFERRED STOCKHOLDER | C | Control |
| MORNINGSTAR INC | DE | MEMBER | C | |
| MORNINGSTAR INC | DE | STOCKHOLDER, PREFERRED STOCKHOLDER | C | Control |
| MORNINGSTAR INC | DE | MEMBER | C | |
| MORNINGSTAR INC | DE | STOCKHOLDER, PREFERRED STOCKHOLDER | C | Control |
| MORNINGSTAR INC | DE | MEMBER | C | |
| MORNINGSTAR INC | DE | MEMBER | C | |
| MORNINGSTAR INC | DE | MEMBER | C | |
| MORNINGSTAR INC | DE | STOCKHOLDER, PREFERRED STOCKHOLDER | C | Control |
| MORNINGSTAR INC | DE | STOCKHOLDER, PREFERRED STOCKHOLDER | C | Control |
| MORNINGSTAR INC | DE | STOCKHOLDER, PREFERRED STOCKHOLDER | C | Control |
| MORNINGSTAR INC | DE | STOCKHOLDER, PREFERRED STOCKHOLDER | C | Control |
| MORNINGSTAR INC | DE | STOCKHOLDER, PREFERRED STOCKHOLDER | C | Control |
| MORNINGSTAR INC | DE | STOCKHOLDER, PREFERRED STOCKHOLDER | C | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | B | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | B | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | B | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | B | Control |
| CAPITAL ONE NATIONAL ASSOCIATION | DE | PREFERRED STOCKHOLDER | B | Control |
| FELLOWES VENTURES LLC | DE | PREFERRRED STOCKHOLDER | B | Control |
| FELLOWES VENTURES LLC | DE | PREFERRRED STOCKHOLDER | B | Control |
| FELLOWES VENTURES LLC | DE | PREFERRRED STOCKHOLDER | B | Control |
| FELLOWES VENTURES LLC | DE | PREFERRRED STOCKHOLDER | B | Control |
| FELLOWES VENTURES LLC | DE | PREFERRRED STOCKHOLDER | B | Control |
| FELLOWES VENTURES LLC | DE | PREFERRRED STOCKHOLDER | B | Control |
| FELLOWES VENTURES LLC | DE | PREFERRRED STOCKHOLDER | B | Control |
| FELLOWES VENTURES LLC | DE | MEMBER | A | Control |
| FELLOWES VENTURES LLC | DE | MEMBER | A | Control |
| FELLOWES VENTURES LLC | DE | MEMBER | A | Control |
| FELLOWES VENTURES LLC | DE | MEMBER | A | Control |
| FELLOWES VENTURES LLC | DE | MEMBER | A | Control |
| FELLOWES VENTURES LLC | DE | MEMBER | A | Control |
| FELLOWES VENTURES LLC | DE | PREFERRRED STOCKHOLDER | A | Control |
| FELLOWES VENTURES LLC | DE | PREFERRRED STOCKHOLDER | A | Control |
| OMIDYAR NETWORK FUND LLC | DE | PREFERRED STOCKHOLDER | A | |
| OMIDYAR NETWORK FUND LLC | DE | PREFERRED STOCKHOLDER | A | |
| OMIDYAR NETWORK FUND LLC | DE | PREFERRED STOCKHOLDER | A | |
| OMIDYAR NETWORK FUND LLC | DE | PREFERRED STOCKHOLDER | A | |
| OMIDYAR NETWORK FUND LLC | DE | PREFERRED STOCKHOLDER | A | |
| OMIDYAR NETWORK FUND LLC | DE | PREFERRED STOCKHOLDER | A | |
| OMIDYAR NETWORK FUND LLC | DE | PREFERRED STOCKHOLDER | A | |
| OMIDYAR NETWORK FUND LLC | DE | PREFERRED STOCKHOLDER | A | |
| OMIDYAR NETWORK FUND LLC | DE | PREFERRED STOCKHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALVORD, JEFFREY, ROBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| ALVORD, JEFFREY, ROBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| ALVORD, JEFFREY, ROBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| ALVORD, JEFFREY, ROBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| ALVORD, JEFFREY, ROBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| ALVORD, JEFFREY, ROBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| ALVORD, JEFFREY, ROBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| ALVORD, JEFFREY, ROBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| ALVORD, JEFFREY, ROBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| MOHR, MICHAEL, GILBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| MOHR, MICHAEL, GILBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| MOHR, MICHAEL, GILBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| MOHR, MICHAEL, GILBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| MOHR, MICHAEL, GILBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| MOHR, MICHAEL, GILBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| MOHR, MICHAEL, GILBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| MOHR, MICHAEL, GILBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| MOHR, MICHAEL, GILBERT | I | THE PIERRE M. OMIDYAR TRUST | F | Control |
| PIERRE MORAD OMIDYAR | DE | THE PIERRE M. OMIDYAR TRUST | F | Control |
| PIERRE MORAD OMIDYAR | DE | THE PIERRE M. OMIDYAR TRUST | F | Control |
| PIERRE MORAD OMIDYAR | DE | THE PIERRE M. OMIDYAR TRUST | F | Control |
| PIERRE MORAD OMIDYAR | DE | THE PIERRE M. OMIDYAR TRUST | F | Control |
| PIERRE MORAD OMIDYAR | DE | THE PIERRE M. OMIDYAR TRUST | F | Control |
| PIERRE MORAD OMIDYAR | DE | THE PIERRE M. OMIDYAR TRUST | F | Control |
| PIERRE MORAD OMIDYAR | DE | THE PIERRE M. OMIDYAR TRUST | F | Control |
| PIERRE MORAD OMIDYAR | DE | THE PIERRE M. OMIDYAR TRUST | F | Control |
| PIERRE MORAD OMIDYAR | DE | THE PIERRE M. OMIDYAR TRUST | F | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE NATIONAL ASSOCIATION | E | |
| FELLOWES, INC. | FE | FELLOWES VENTURES LLC | E | Control |
| FELLOWES, INC. | FE | FELLOWES VENTURES LLC | E | Control |
| FELLOWES, INC. | FE | FELLOWES VENTURES LLC | E | Control |
| FELLOWES, INC. | FE | FELLOWES VENTURES LLC | E | Control |
| FELLOWES, INC. | FE | FELLOWES VENTURES LLC | E | Control |
| FELLOWES, INC. | FE | FELLOWES VENTURES LLC | E | Control |
| FELLOWES, INC. | FE | FELLOWES VENTURES LLC | E | Control |
| FELLOWES, INC. | FE | FELLOWES VENTURES LLC | E | Control |
| FELLOWES, INC. | FE | FELLOWES VENTURES LLC | E | Control |
| FELLOWES, INC. | FE | FELLOWES VENTURES LLC | E | Control |
| FELLOWES, INC. | FE | FELLOWES VENTURES LLC | E | Control |
| FELLOWES, INC. | FE | FELLOWES VENTURES LLC | E | Control |
| FELLOWES, INC. | FE | FELLOWES VENTURES LLC | E | Control |
| FELLOWES, INC. | FE | FELLOWES VENTURES LLC | E | Control |
| THE PIERRE M. OMIDYAR TRUST | DE | OMIDYAR NETWORK FUND LLC | E | Control |
| THE PIERRE M. OMIDYAR TRUST | DE | OMIDYAR NETWORK FUND LLC | E | Control |
| THE PIERRE M. OMIDYAR TRUST | DE | OMIDYAR NETWORK FUND LLC | E | Control |
| THE PIERRE M. OMIDYAR TRUST | DE | OMIDYAR NETWORK FUND LLC | E | Control |
| THE PIERRE M. OMIDYAR TRUST | DE | OMIDYAR NETWORK FUND LLC | E | Control |
| THE PIERRE M. OMIDYAR TRUST | DE | OMIDYAR NETWORK FUND LLC | E | Control |
| THE PIERRE M. OMIDYAR TRUST | DE | OMIDYAR NETWORK FUND LLC | E | Control |
| THE PIERRE M. OMIDYAR TRUST | DE | OMIDYAR NETWORK FUND LLC | E | Control |
| THE PIERRE M. OMIDYAR TRUST | DE | OMIDYAR NETWORK FUND LLC | E | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR INC | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR INC | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR INC | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR INC | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR INC | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR INC | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR INC | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR INC | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR INC | D | Control |
| FELLOWES, JAMES, EVERETT | I | FELLOWES, INC. | C | Control |
| FELLOWES, JAMES, EVERETT | I | FELLOWES, INC. | C | Control |
| FELLOWES, JAMES, EVERETT | I | FELLOWES, INC. | C | Control |
| FELLOWES, JAMES, EVERETT | I | FELLOWES, INC. | C | Control |
| FELLOWES, JAMES, EVERETT | I | FELLOWES, INC. | C | Control |
| FELLOWES, JAMES, EVERETT | I | FELLOWES, INC. | C | Control |
| FELLOWES, JAMES, EVERETT | I | FELLOWES, INC. | C | Control |
| FELLOWES, JAMES, EVERETT | I | FELLOWES, INC. | C | Control |
| FELLOWES, JAMES, EVERETT | I | FELLOWES, INC. | C | Control |
| FELLOWES, JAMES, EVERETT | I | FELLOWES, INC. | C | Control |
| FELLOWES, JAMES, EVERETT | I | FELLOWES, INC. | C | Control |
| FELLOWES, JAMES, EVERETT | I | FELLOWES, INC. | C | Control |
| FELLOWES, JAMES, EVERETT | I | FELLOWES, INC. | C | Control |
| FELLOWES, JAMES, EVERETT | I | FELLOWES, INC. | C | Control |
Registrations
Federal
IA
Nov 9, 2021 REGISTERED
Notice Filings (39)
AL AR AZ CA CO CT DC DE FL GA IA IL IN KS KY LA MA MD MI MN MO NC NE NH NJ NM NY OH OK OR PA SC SD TN TX VA VT WA WI
Address
1600 CAPITAL ONE DRIVE22ND FLOOR
MCLEAN, VA 22102
United States
Phone: (202) 539-1039