ROBERTSON STEPHENS ASSET MANAGEMENT LLC
Legal name: ROBERTSON STEPHENS ASSET MANAGEMENT
CRD #285089 SEC #801-108338 SAN FRANCISCO, CA 415-500-6810
SEC Registered Private Funds Disclosures
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 4, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BTTF II | DE | OWNER | NA | |
| BTTF II | DE | OWNER | NA | |
| BTTF II | DE | OWNER | NA | |
| BTTF II | DE | OWNER | NA | |
| BTTF II | DE | OWNER | NA | |
| BTTF II | DE | OWNER | NA | |
| CODDINGTON, JEFFREY, MICHAEL | I | CFO | NA | Control |
| GUIDI, RON, L | I | CCO | NA | Control |
| GUIDI, RON, L | I | CCO | NA | Control |
| GUIDI, RON, L | I | CCO | NA | Control |
| GUIDI, RON, L | I | CCO | NA | Control |
| LINDNER, ANTHONY, MICHAEL | I | CCO | NA | |
| LINDNER, ANTHONY, MICHAEL | I | CCO | NA | |
| NAKAO, ROBIN, LEA | I | MANAGING MEMBER & CHIEF OPERATING OFFICER | NA | Control |
| NAKAO, ROBIN, LEA | I | CHIEF OPERATING OFFICER | NA | Control |
| NAKAO, ROBIN, LEA | I | MANAGING MEMBER / COO / CFO | NA | Control |
| NAKAO, ROBIN, LEA | I | MANAGING MEMBER / COO / CFO | NA | Control |
| PIAZZA, JOSEPH, JOHN | I | MANAGING MEMBER & PRESIDENT | NA | Control |
| PIAZZA, JOSEPH, JOHN | I | PRESIDENT | NA | Control |
| RILEY, WARREN, BURTON | I | MANAGING MEMBER | NA | Control |
| RILEY, WARREN, BURTON | I | MANAGING MEMBER | NA | Control |
| RILEY, WARREN, BURTON | I | MANAGING MEMBER | NA | Control |
| ROBERTSON STEPHENS LLC | DE | OWNER | E | Control |
| ROBERTSON STEPHENS LLC | DE | OWNER | E | Control |
| ROBERTSON STEPHENS LLC | DE | OWNER | E | Control |
| ROBERTSON STEPHENS LLC | DE | OWNER | E | Control |
| ROBERTSON STEPHENS LLC | DE | OWNER | E | Control |
| ROBERTSON STEPHENS LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BTTF II | DE | ROBERTSON STEPHENS LLC | F | |
| BTTF II | DE | ROBERTSON STEPHENS LLC | F | |
| BTTF II | DE | ROBERTSON STEPHENS LLC | F | |
| BTTF II | DE | ROBERTSON STEPHENS LLC | F | |
| BTTF II | DE | ROBERTSON STEPHENS LLC | F | |
| BTTF II | DE | ROBERTSON STEPHENS LLC | F | |
| NAKAO, ROBIN, LEA | I | ROBERTSON STEPHENS LLC | F | Control |
| NAKAO, ROBIN, LEA | I | ROBERTSON STEPHENS LLC | F | Control |
| NAKAO, ROBIN, LEA | I | ROBERTSON STEPHENS LLC | F | Control |
| NAKAO, ROBIN, LEA | I | ROBERTSON STEPHENS LLC | F | Control |
| NAKAO, ROBIN, LEA | I | ROBERTSON STEPHENS LLC | F | Control |
| PIAZZA, JOSEPH, JOHN | I | ROBERTSON STEPHENS LLC | F | Control |
| PIAZZA, JOSEPH, JOHN | I | ROBERTSON STEPHENS LLC | F | Control |
| PIAZZA, JOSEPH, JOHN | I | ROBERTSON STEPHENS LLC | F | Control |
| PIAZZA, JOSEPH, JOHN | I | ROBERTSON STEPHENS LLC | F | Control |
| PIAZZA, JOSEPH, JOHN | I | ROBERTSON STEPHENS LLC | F | Control |
| RILEY, WARREN, BURTON | I | ROBERTSON STEPHENS LLC | F | Control |
| RILEY, WARREN, BURTON | I | ROBERTSON STEPHENS LLC | F | Control |
| RILEY, WARREN, BURTON | I | ROBERTSON STEPHENS LLC | F | Control |
| BTTF | DE | ROBERTSON STEPHENS LLC | C | |
| BTTF | DE | ROBERTSON STEPHENS LLC | C | |
| BTTF | DE | ROBERTSON STEPHENS LLC | C | |
| BTTF | DE | ROBERTSON STEPHENS LLC | C | |
| BTTF | DE | ROBERTSON STEPHENS LLC | C | |
| BTTF | DE | ROBERTSON STEPHENS LLC | C |
Registrations
Federal
IA
Aug 4, 2017 REGISTERED
Notice Filings (1)
CA
Address
555 CALIFORNIA STREETSUITE 1625
SAN FRANCISCO, CA 94507
United States
Phone: 415-500-6810