PENNIALL RETIREMENT ADVISORS, L.P.
Legal name: PENNIALL RETIREMENT ADVISORS
CRD #285096 SEC #801-108342 NEWPORT BEACH, CA 949-757-1799
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
7
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 8, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRANCONIER, KATHLEEN, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRANCONIER, KATHLEEN, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PENNIALL, DAVID, RICKARD | I | LIMITED PARTNER | NA | Control |
| PHC, INC. | DE | HOLDING COMPANY | E | Control |
| PHC, INC. | DE | GENERAL PARTNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PENNIALL, DAVID, RICKARD | I | PHC, INC. | E | Control |
| PENNIALL, DAVID, RICKARD | I | PHC, INC. | E | Control |
| GRANT, DENNIS, WADE | I | PHC, INC. | C | Control |
| GRANT, DENNIS, WADE | I | PHC, INC. | C | Control |
Registrations
Federal
IA
Sep 8, 2016 REGISTERED
Notice Filings (1)
CA
Address
1200 NEWPORT CENTER DRIVESUITE 200
NEWPORT BEACH, CA 92660
United States
Phone: 949-757-1799