THE MONEY MEN, INC.
Legal name: SOVEREIGN ASSET MANAGEMENT
CRD #285103 SEC #801-112498 AMHERST, NY (716) 768-1463
SEC Registered
Total AUM
$150.6M
Discretionary
$150.6M
Employees
2
Clients
1
Accounts
683
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 6, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| UNGARO, DAVID, JOSEPH | I | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
| WOLF, KENNETH, WILLIAM | I | CO-PRESIDENT | D | Control |
Registrations
Federal
IA
Dec 6, 2025 REGISTERED
Notice Filings (4)
FL NC NY TX
Address
4043 MAPLE ROAD, SUITE 210 AAMHERST, NY 14226
United States
Phone: (716) 768-1463