EF HUTTON INVESTMENTS LLC
CRD #285108 SEC #801-108464 SPRINGFIELD, OH 937-323-2000
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
2
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wyoming
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 12, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DANIELS, CHRISTOPHER, JAMES | I | MANAGING MEMBER | NA | Control |
| DANIELS, CHRISTOPHER, JAMES | I | MANAGING MEMBER | NA | Control |
| DANIELS, CHRISTOPHER, JAMES | I | MANAGING MEMBER | NA | Control |
| DANIELS, CHRISTOPHER, JAMES | I | MANAGING MEMBER | NA | Control |
| DANIELS, CHRISTOPHER, JAMES | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | NA | Control |
| DANIELS, CHRISTOPHER, JAMES | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | NA | Control |
| DANIELS, CHRISTOPHER, JAMES | I | MANAGING MEMBER | NA | Control |
| DOCKINS, DENNIS, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| MALOOF, STEPHANIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MALOOF, STEPHANIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MALOOF, STEPHANIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MALOOF, STEPHANIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EF HUTTON FINANCIAL CORPORATION | FE | MEMBER AND DIRECT OWNER | E | Control |
| EF HUTTON FINANCIAL CORPORATION | FE | MEMBER AND DIRECT OWNER | E | Control |
| EF HUTTON, INC. | FE | MEMBER AND DIRECT OWNER | E | Control |
| EF HUTTON, INC. | FE | MEMBER AND DIRECT OWNER | E | Control |
| EF HUTTON, INC. | FE | MEMBER AND DIRECT OWNER | E | Control |
| EF HUTTON, INC. | FE | MEMBER AND DIRECT OWNER | E | Control |
| EF HUTTON, INC. | FE | MEMBER AND DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DANIELS, CHRISTOPHER, JAMES | I | EFH GROUP, INC. | E | Control |
| DANIELS, CHRISTOPHER, JAMES | I | EFH GROUP, INC. | E | Control |
| DANIELS, CHRISTOPHER, JAMES | I | EF HUTTON, INC. | E | Control |
| DANIELS, CHRISTOPHER, JAMES | I | EF HUTTON, INC. | E | Control |
| DANIELS, CHRISTOPHER, JAMES | I | EF HUTTON, INC. | E | Control |
| DANIELS, CHRISTOPHER, JAMES | I | EF HUTTON, INC. | E | Control |
| EF HUTTON AMERICA, INC. | DE | EF HUTTON FINANCIAL CORPORATION | E | Control |
| EF HUTTON AMERICA, INC. | DE | EF HUTTON FINANCIAL CORPORATION | E | Control |
| EF HUTTON, INC. | DE | EF HUTTON, INC. | E | Control |
| EF HUTTON, INC. | DE | EF HUTTON, INC. | E | Control |
| EF HUTTON, INC. | DE | EF HUTTON, INC. | E | Control |
| EF HUTTON, INC. | DE | EF HUTTON, INC. | E | Control |
| EFH FINANCIAL GROUP, INC. | DE | EF HUTTON AMERICA, INC. | E | Control |
| EFH FINANCIAL GROUP, INC. | DE | EF HUTTON AMERICA, INC. | E | Control |
| HUTN GROUP, INC | DE | EF HUTTON, INC. | E | Control |
| HUTN GROUP, INC | DE | EF HUTTON, INC. | E | Control |
| HUTN GROUP, INC | DE | EF HUTTON, INC. | E | Control |
| HUTN GROUP, INC | DE | EF HUTTON, INC. | E | Control |
| HUTN, INC. | DE | HUTN GROUP, INC | E | Control |
| HUTN, INC. | DE | HUTN GROUP, INC | E | Control |
| HUTN, INC. | DE | HUTN GROUP, INC | E | Control |
| HUTN, INC. | DE | HUTN GROUP, INC | E | Control |
Registrations
Federal
IA
Nov 12, 2018 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
ONE MAIN STREETSPRINGFIELD, OH 45502
United States
Phone: 937-323-2000