BATTLEFIN ASSET MANAGEMENT, LLC
CRD #285145 SEC #801-110138 ROWAYTON, CT 212-201-5373
SEC Registered Private Funds
Total AUM
$161M
Discretionary
$61M
Employees
7
Clients
1
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 6, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TIMOTHY HARRINGTON | I | FOUNDER, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BATTLEFIN GROUP, INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HARRINGTON, TIMOTHY | I | BATTLEFIN GROUP, INC. | D | Control |
| MAG VENTURES, LLC | DE | BATTLEFIN GROUP, INC. | C |
Registrations
Federal
IA
Mar 6, 2017 REGISTERED
Notice Filings (1)
CT
Address
143 ROWAYTON AVENUEROWAYTON, CT 06853
United States
Phone: 212-201-5373