HERITAGE FINANCIAL, LLC
Legal name: HERITAGE FINANCIAL LLC
CRD #285149 SEC #801-114336 GAINESVILLE, VA (703) 754-1233
SEC Registered
Total AUM
$334.7M
Discretionary
$307.9M
Employees
6
Clients
251
Accounts
1,380
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 1, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL/CCO | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| COOKE, MARK, GRISHAM | I | PRINCIPAL | D | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL, CEO, MEMBER | D | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL, CEO, MEMBER | D | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL, CEO, MEMBER | D | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL, CEO, MEMBER | D | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL, CEO, MEMBER | D | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER, MEMBER | C | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER, MEMBER | C | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER, MEMBER | C | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER, MEMBER | C | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER, MEMBER | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL, CEO | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL, CEO | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL, CEO | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL, CEO | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL, CEO | C | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL, CEO | C | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & CHIEF OPERATIONS OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & CHIEF OPERATIONS OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & CHIEF OPERATIONS OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & CHIEF OPERATIONS OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & CHIEF OPERATIONS OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & CHIEF OPERATIONS OFFICER | B | Control |
| CLARK, ELIZABETH, LANNON | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & CHIEF OPERATIONS OFFICER | B | Control |
| MOON, JAMES, ROBERT | I | PRINCIPAL | B | Control |
| MOON, JAMES, ROBERT | I | MEMBER | B | |
| MORTON, DAVID, KALANI | I | PRINCIPAL | B | Control |
| MORTON, DAVID, KALANI | I | PRINCIPAL | B | Control |
Registrations
Federal
IA
Oct 1, 2025 REGISTERED
Notice Filings (10)
CA DC FL HI LA MD NC SC TX VA
Address
7001 HERITAGE VILLAGE PLAZASUITE 190
GAINESVILLE, VA 20155
United States
Phone: (703) 754-1233