ONEAMERICA INVESTMENT ADVISORY SERVICES LLC
CRD #285390 SEC #801-108528 WINDSOR, CT 860-580-4414
SEC Registered
Total AUM
$5.1B
Discretionary
$590.9M
Employees
6
Clients
0
Accounts
166
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CRAMPTON, JAMES, CHARLES | I | TAX DIRECTOR | NA | Control |
| CRAMPTON, JAMES, CHARLES | I | TAX DIRECTOR | NA | Control |
| CRAMPTON, JAMES, CHARLES | I | TAX DIRECTOR | NA | Control |
| CRAMPTON, JAMES, CHARLES | I | TAX DIRECTOR | NA | Control |
| CRAMPTON, JAMES, CHARLES | I | TAX DIRECTOR | NA | Control |
| CRAMPTON, JAMES, CHARLES | I | TAX DIRECTOR | NA | Control |
| CRAMPTON, JAMES, CHARLES | I | TAX DIRECTOR | NA | Control |
| CRAMPTON, JAMES, CHARLES | I | TAX DIRECTOR | NA | Control |
| CRAMPTON, JAMES, CHARLES | I | TAX DIRECTOR | NA | Control |
| DUE, STEPHEN, LANDRUM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUE, STEPHEN, LANDRUM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUE, STEPHEN, LANDRUM | I | GENERAL COUNSEL, SECRETARY & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUE, STEPHEN, LANDRUM | I | GENERAL COUNSEL, SECRETARY & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUE, STEPHEN, LANDRUM | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| DUE, STEPHEN, LANDRUM | I | GENERAL COUNSEL, SECRETARY & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUE, STEPHEN, LANDRUM | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| DUE, STEPHEN, LANDRUM | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| DUE, STEPHEN, LANDRUM | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| DUE, STEPHEN, LANDRUM | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| DUE, STEPHEN, LANDRUM | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| DUE, STEPHEN, LANDRUM | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| DUE, STEPHEN, LANDRUM | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| DUE, STEPHEN, LANDRUM | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| DUE, STEPHEN, LANDRUM | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| DUE, STEPHEN, LANDRUM | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| EASTON, STEPHEN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Estrada, Carolyn, Le Ann | I | CONTROLLER | NA | Control |
| Estrada, Carolyn, Le Ann | I | CONTROLLER | NA | Control |
| Estrada, Carolyn, Le Ann | I | CONTROLLER | NA | Control |
| Estrada, Carolyn, Le Ann | I | CONTROLLER | NA | Control |
| Estrada, Carolyn, Le Ann | I | CONTROLLER | NA | Control |
| Estrada, Carolyn, Le Ann | I | CONTROLLER | NA | Control |
| GRAESSLE, GEORGE, GRANVILLE | I | CONTROLLER | NA | Control |
| GRAESSLE, GEORGE, GRANVILLE | I | CONTROLLER | NA | Control |
| GRAESSLE, GEORGE, GRANVILLE | I | CONTROLLER | NA | Control |
| HOLLEY, JEFFREY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOLLEY, JEFFREY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOLLEY, JEFFREY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOLLEY, JEFFREY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOLLEY, JEFFREY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOLLEY, JEFFREY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOLLEY, JEFFREY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOLLEY, JEFFREY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOLLEY, JEFFREY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KUO, CHIN C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Kelley, Meredith | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Kelley, Meredith | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Kuo, Chin, Chun | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Kuo, Chin, Chun | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCCARTHY, SANDRA | I | PRESIDENT | NA | Control |
| MCCARTHY, SANDRA | I | PRESIDENT | NA | Control |
| MCCARTHY, SANDRA | I | PRESIDENT | NA | Control |
| MCCARTHY, SANDRA | I | PRESIDENT | NA | Control |
| MCCARTHY, SANDRA, NMN | I | PRESIDENT | NA | Control |
| MCCARTHY, SANDRA, NMN | I | PRESIDENT | NA | Control |
| MCCARTHY, SANDRA, NMN | I | PRESIDENT | NA | Control |
| MCCARTHY, SANDRA, NMN | I | PRESIDENT | NA | Control |
| MCCARTHY, SANDRA, NMN | I | PRESIDENT | NA | Control |
| MCGOFF, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOFF, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOFF, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOFF, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOFF, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOFF, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOFF, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOFF, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOFF, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOFF, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOFF, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MICHIE, ANDREW, JOHN | I | CONTROLLER | NA | Control |
| MICHIE, ANDREW, JOHN | I | CONTROLLER | NA | Control |
| MICHIE, ANDREW, JOHN | I | CONTROLLER | NA | Control |
| MICHIE, ANDREW, JOHN | I | CONTROLLER | NA | Control |
| MICHIE, ANDREW, JOHN | I | CONTROLLER | NA | Control |
| MICHIE, ANDREW, JOHN | I | CONTROLLER | NA | Control |
| MICHIE, ANDREW, JOHN | I | CONTROLLER | NA | Control |
| ROSENBERG, MICHELLE, ARNEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERG, MICHELLE, ARNEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERG, MICHELLE, ARNEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERG, MICHELLE, ARNEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SANDELSKI, DENNIS, JOSEPH | I | AVP, TAX | NA | Control |
| SANDELSKI, DENNIS, JOSEPH | I | AVP, TAX | NA | Control |
| SANDELSKI, DENNIS, JOSEPH | I | AVP, TAX | NA | Control |
| SANDELSKI, DENNIS, JOSEPH | I | VP, TAX | NA | Control |
| SANDELSKI, DENNIS, JOSEPH | I | VP, TAX | NA | Control |
| SANDELSKI, DENNIS, JOSEPH | I | VP, TAX | NA | Control |
| SANDELSKI, DENNIS, JOSEPH | I | VP, TAX | NA | Control |
| VAILLANCOURT, AMELIA, JANE | I | PRESIDENT | NA | Control |
| VAILLANCOURT, AMELIA, JANE | I | PRESIDENT | NA | Control |
| VAILLANCOURT, AMELIA, JANE | I | PRESIDENT | NA | Control |
| VAILLANCOURT, AMELIA, JANE | I | PRESIDENT | NA | Control |
| VAILLANCOURT, AMELIA, JANE | I | PRESIDENT | NA | Control |
| WELSH, PETER, ANDREW | I | PRESIDENT | NA | Control |
| WELSH, PETER, ANDREW | I | PRESIDENT | NA | Control |
| WELSH, PETER, ANDREW | I | PRESIDENT | NA | Control |
| WELSH, PETER, ANDREW | I | PRESIDENT | NA | Control |
| WELSH, PETER, ANDREW | I | PRESIDENT | NA | Control |
| YOERGER, WILLIAM, FESS | I | PRESIDENT | NA | Control |
| YOERGER, WILLIAM, FESS | I | PRESIDENT | NA | Control |
| ZUREK, THOMAS, MICHAEL | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| ZUREK, THOMAS, MICHAEL | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| ONEAMERICA FINANCIAL PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VOYA FINANCIAL, INC | DE | SOLE MEMBER | E | Control |
| VOYA FINANCIAL, INC | DE | SOLE MEMBER | E | Control |
| VOYA FINANCIAL, INC | DE | SOLE MEMBER | E | Control |
| VOYA FINANCIAL, INC | DE | SOLE MEMBER | E | Control |
| VOYA FINANCIAL, INC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | DE | ONEAMERICA FINANCIAL PARTNERS, INC. | E | Control |
Registrations
Federal
IA
May 5, 2025 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
ONE ORANGE WAYWINDSOR, CT 06095
United States
Phone: 860-580-4414