SOF ADVISORS LLC
CRD #285409 SEC #801-108618 NEW YORK, NY 212-759-0777
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
64
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 15, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FREDERICKS, JOHN, DONNAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| FREDERICKS, JOHN, DONNAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| FREDERICKS, JOHN, DONNAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| FREDERICKS, JOHN, DONNAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| FREDERICKS, JOHN, DONNAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| TAUBE, SETH, BULGER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TAUBE, SETH, BULGER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TAUBE, SETH, BULGER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TAUBE, SETH, BULGER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TAUBE, SETH, BULGER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MEDLEY LLC | DE | MANAGING MEMBER | E | Control |
| MEDLEY LLC | DE | MANAGING MEMBER | E | Control |
| MEDLEY LLC | DE | MANAGING MEMBER | E | Control |
| MEDLEY LLC | DE | MANAGING MEMBER | E | Control |
| MEDLEY LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MEDLEY MANAGEMENT INC. | DE | MEDLEY LLC | F | Control |
| MEDLEY MANAGEMENT INC. | DE | MEDLEY LLC | F | Control |
| MEDLEY MANAGEMENT INC. | DE | MEDLEY LLC | F | Control |
| MEDLEY MANAGEMENT INC. | DE | MEDLEY LLC | F | Control |
| MEDLEY MANAGEMENT INC. | DE | MEDLEY LLC | F | Control |
| TAUBE, BROOK, BULGER | I | BROOK TAUBE TRUST | F | Control |
| TAUBE, BROOK, BULGER | I | BROOK TAUBE TRUST | F | Control |
| TAUBE, BROOK, BULGER | I | BROOK TAUBE TRUST | F | Control |
| TAUBE, BROOK, BULGER | I | BROOK TAUBE TRUST | F | Control |
| TAUBE, BROOK, BULGER | I | BROOK TAUBE TRUST | F | Control |
| TAUBE, SETH, BULGER | I | SETH AND ANGIE TRUST | F | Control |
| TAUBE, SETH, BULGER | I | SETH AND ANGIE TRUST | F | Control |
| TAUBE, SETH, BULGER | I | SETH AND ANGIE TRUST | F | Control |
| TAUBE, SETH, BULGER | I | SETH AND ANGIE TRUST | F | Control |
| TAUBE, SETH, BULGER | I | SETH AND ANGIE TRUST | F | Control |
| BROOK TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| BROOK TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| BROOK TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| BROOK TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| BROOK TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| SETH AND ANGIE TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| SETH AND ANGIE TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| SETH AND ANGIE TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| SETH AND ANGIE TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| SETH AND ANGIE TAUBE TRUST | DE | MEDLEY LLC | C | Control |
Registrations
Federal
IA
May 15, 2020 REGISTERED
Notice Filings (2)
CA NY
Address
280 PARK AVENUE6TH FLOOR EAST
NEW YORK, NY 10017
United States
Phone: 212-759-0777