CONVENTUS ASSET MANAGEMENT LLC
CRD #285513 SEC #802-108499 SAN FRANCISCO, CA 415-923-8069
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Mar 26, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TATHAM, GLENN, HUNTER | I | CFO | NA | Control |
| TATHAM, GLENN, HUNTER | I | CFO | NA | Control |
| TATHAM, GLENN, HUNTER | I | CFO | NA | Control |
| TOMAO, KEITH, MICHAEL | I | CEO, CIO | NA | Control |
| TOMAO, KEITH, MICHAEL | I | CEO, CIO | NA | Control |
| TOMAO, KEITH, MICHAEL | I | CEO, CIO | NA | Control |
| CONVENTUS HOLDINGS CORP. | DE | OWNER | E | Control |
| CONVENTUS HOLDINGS CORP. | DE | OWNER | E | Control |
| CONVENTUS HOLDINGS CORP. | DE | OWNER | E | Control |
| TOMAO, KEITH, MICHAEL | I | CEO, CIO | D | Control |
| TOMAO, KEITH, MICHAEL | I | CEO, CIO | D | Control |
| TATHAM, GLENN, HUNTER | I | CFO | B | Control |
| TATHAM, GLENN, HUNTER | I | CFO | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TOMAO, KEITH, MICHAEL | I | CONVENTUS HOLDINGS CORP. | D | Control |
| TOMAO, KEITH, MICHAEL | I | CONVENTUS HOLDINGS CORP. | D | Control |
| TOMAO, KEITH, MICHAEL | I | CONVENTUS HOLDINGS CORP. | D | Control |
Registrations
Federal
ERA
Mar 26, 2020 REGISTERED
Address
111 POTRERO AVESAN FRANCISCO, CA 94103
United States
Phone: 415-923-8069