NORTH BAY WEALTH MANAGEMENT
CRD #285523 SEC #801-132750 PETALUMA, CA 707-971-7069
SEC Registered
Total AUM
$102.1M
Discretionary
$96M
Employees
2
Clients
51
Accounts
334
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TENNYSON, PETER, MICHAEL | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| TENNYSON, PETER, MICHAEL | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| TENNYSON, PETER, MICHAEL | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| TENNYSON, PETER, MICHAEL | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 14, 2025 REGISTERED
Notice Filings (2)
CA TX
Address
140 2ND STREETSUITE 310
PETALUMA, CA 94952
United States
Phone: 707-971-7069