PRISM CAPITAL ADVISORS, LLC
CRD #285552 SEC #801-111629 SCOTTSDALE, AZ 480-284-7080
SEC Registered Private Funds
Total AUM
$21.5M
Discretionary
$21.5M
Employees
2
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 7, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COWARD, SUSAN, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COWARD, SUSAN, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COWARD, SUSAN, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COWARD, SUSAN, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TD GROUP LLC | DE | MEMBER | D | Control |
| TD GROUP LLC | DE | MEMBER | D | Control |
| TD GROUP LLC | DE | MEMBER | D | Control |
| TD GROUP LLC | DE | MEMBER | D | Control |
| TR INVESTMENT LLC | DE | MANAGER | C | Control |
| TR INVESTMENT LLC | DE | MANAGER | C | Control |
| TR INVESTMENT LLC | DE | MANAGER | C | Control |
| TR INVESTMENT LLC | DE | MANAGER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DOUMA, TODD, MACARTHUR | I | TD GROUP LLC | D | Control |
| DOUMA, TODD, MACARTHUR | I | TD GROUP LLC | D | Control |
| DOUMA, TODD, MACARTHUR | I | TD GROUP LLC | D | Control |
| DOUMA, TODD, MACARTHUR | I | TD GROUP LLC | D | Control |
| RADIC, THOMAS, W | I | TR INVESTMENT, LLC | C | Control |
| RADIC, THOMAS, W | I | TR INVESTMENT, LLC | C | Control |
| RADIC, THOMAS, W | I | TR INVESTMENT, LLC | C | Control |
| RADIC, THOMAS, W | I | TR INVESTMENT, LLC | C | Control |
Registrations
Federal
IA
Aug 7, 2017 REGISTERED
Notice Filings (1)
AZ
Address
15333 N. PIMA ROADSUITE 225
SCOTTSDALE, AZ 85260
United States
Phone: 480-284-7080