TONE CAPITAL, LLC
CRD #285622 SEC #801-132702 RICHMOND, VA (804) 447-1404
SEC Registered
Total AUM
$103.2M
Discretionary
$100.2M
Employees
4
Clients
0
Accounts
299
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 10, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SABO, GREGORY, STEPHEN | I | PRINCIPAL | C | Control |
| SABO, GREGORY, STEPHEN | I | PRINCIPAL | C | Control |
| SHANNON, JAMES, JOSEPH | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| SHANNON, JAMES, JOSEPH | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| PEASLEY, MICHAEL, STEVEN | I | PARTNER | B | |
| PEASLEY, MICHAEL, STEVEN | I | PARTNER | B | |
| SMALLWOOD, BONNIE, MILLS | I | PARTNER | B | |
| SMALLWOOD, BONNIE, MILLS | I | PARTNER | B |
Registrations
Federal
IA
Apr 10, 2025 REGISTERED
Notice Filings (1)
VA
Address
4120 W. BROAD STREETRICHMOND, VA 23230
United States
Phone: (804) 447-1404