FALCONS ROCK IMPACT INVESTMENTS, LLC
CRD #285692 SEC #801-108622 GERMANTOWN, WI 262-250-3100
SEC Registered
Total AUM
$2M
Discretionary
$2M
Employees
3
Clients
--
Accounts
20
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WAIT, GREGORY, DEAN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| WAIT, GREGORY, DEAN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER / MEMBER / ELECTED MANAGER | E | Control |
| WAIT, GREGORY, DEAN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER / MEMBER / ELECTED MANAGER | E | Control |
| WAIT, GREGORY, DEAN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER / MEMBER / ELECTED MANAGER | E | Control |
| WAIT, GREGORY, DEAN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER / MEMBER / ELECTED MANAGER | E | Control |
| WAIT, GREGORY, DEAN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER / MEMBER / ELECTED MANAGER | E | Control |
| WAIT, GREGORY, DEAN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER / MEMBER / ELECTED MANAGER | E | Control |
Registrations
Federal
IA
Mar 25, 2019 REGISTERED
Notice Filings (2)
TX WI
Address
W175N11081 STONEWOOD DRIVE,SUITE 201
GERMANTOWN, WI 53022
United States
Phone: 262-250-3100