ARISTA ADVISORY GROUP, LLC
CRD #285722 SEC #801-108720 ALBANY, NY 518-464-0319
SEC Registered
Total AUM
$181.1M
Discretionary
$173.1M
Employees
3
Clients
25
Accounts
564
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Mullin, Kimberly, Marie | I | MANAGING MEMBER | NA | Control |
| Mullin, Kimberly, Marie | I | MANAGING MEMBER | NA | Control |
| Mullin, Kimberly, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mullin, Kimberly, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mullin, Kimberly, Marie | I | MANAGING MEMBER | NA | Control |
| SCHWARTZ, GERALD, MAX | I | MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, GERALD, MAX | I | MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, GERALD, MAX | I | MANAGING MEMBER | E | Control |
| SCHWARTZ, GERALD, MAX | I | MANAGING MEMBER | E | Control |
| SCHWARTZ, GERALD, MAX | I | MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, GERALD, MAX | I | MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, GERALD, MAX | I | MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, GERALD, MAX | I | MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, GERALD, MAX | I | MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, GERALD, MAX | I | MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, GERALD, MAX | I | MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, GERALD, MAX | I | MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| SCHWARTZ, GERALD, MAX | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| MURPHY, BERNARD, CHARLES | I | PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| MURPHY, BERNARD, CHARLES | I | VICE PRESIDENT | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
| Mullin, Kimberly, Marie | I | SECRETARY TREASURER | B | Control |
Registrations
Federal
IA
Mar 15, 2025 REGISTERED
Notice Filings (12)
CA CT FL HI LA MA NH NJ NY PA TX WA
Address
255 WASHINGTON AVENUEEXTENSION SUITE 204
ALBANY, NY 12205
United States
Phone: 518-464-0319