ARBORETUM INVESTMENT ADVISORS, LLC

CRD #285753 SEC #801-108591 PORTSMOUTH, NH 603-294-1420

SEC Registered

Total AUM

$44.6M

Discretionary

$44.6M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 21, 2021
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
AQUILLON, CLAUDINE, AMALIE	I	CEO, COO	NA	Control
AQUILLON, CLAUDINE, AMALIE	I	CEO, COO	NA	Control
AQUILLON, CLAUDINE, AMALIE	I	CEO, COO	NA	Control
AQUILLON, CLAUDINE, AMALIE	I	CEO, COO	NA	Control
AQUILLON, CLAUDINE, AMALIE	I	CEO, COO	NA	Control
DROZDOWSKI, DOUGLAS, H	I	CCO	NA
DROZDOWSKI, DOUGLAS, H	I	CCO	NA
DROZDOWSKI, DOUGLAS, H	I	CCO	NA
DROZDOWSKI, DOUGLAS, H	I	CCO	NA
DROZDOWSKI, DOUGLAS, H	I	CCO	NA
DROZDOWSKI, DOUGLAS, H	I	CCO	NA
MIROSHNIKOV, MICHAEL, NMN	I	PRESIDENT	NA	Control
MIROSHNIKOV, MICHAEL, NMN	I	PRESIDENT, CCO	NA	Control
MIROSHNIKOV, MICHAEL, NMN	I	PRESIDENT, CCO	NA	Control
MIROSHNIKOV, MICHAEL, NMN	I	PRESIDENT, CCO	NA	Control
MIROSHNIKOV, MICHAEL, NMN	I	PRESIDENT	NA	Control
MURRAY, JESSICA, LEE	I	CHIEF COMPLIANCE OFFICER	NA
PONTICELLO, MICHAEL, CARL	I	EXECUTIVE VICE PRESIDENT	NA	Control
PONTICELLO, MICHAEL, CARL	I	EXECUTIVE VICE PRESIDENT	NA	Control
PONTICELLO, MICHAEL, CARL	I	EXECUTIVE VICE PRESIDENT	NA	Control
PONTICELLO, MICHAEL, CARL	I	EXECUTIVE VICE PRESIDENT	NA	Control
YIFAT, YEHOSHUA	I	CFO	NA	Control
YIFAT, YEHOSHUA, NMN	I	CFO	NA	Control
YIFAT, YEHOSHUA, NMN	I	CFO	NA	Control
YIFAT, YEHOSHUA, NMN	I	CFO	NA	Control
YIFAT, YEHOSHUA, NMN	I	CFO	NA	Control
YIFAT, YEHOSHUA, NMN	I	CFO	NA	Control
YIFAT, YEHOSHUA, NMN	I	CFO	NA	Control
YIFAT, YEHOSHUA, NMN	I	CFO	NA	Control
YIFAT, YEHOSHUA, NMN	I	CFO	NA	Control
YIFAT, YEHOSHUA, NMN	I	CFO	NA	Control
YIFAT, YEHOSHUA, NMN	I	CFO	NA	Control
YIFAT, YEHOSHUA, NMN	I	CFO	NA	Control
YIFAT, YEHOSHUA, NMN	I	CFO	NA	Control
ARBORETUM GROUP, LLC	DE	MANAGING MEMBER	E	Control
ARBORETUM GROUP, LLC	DE	MANAGING MEMBER	E	Control
ARBORETUM GROUP, LLC	DE	MANAGING MEMBER	E	Control
ARBORETUM GROUP, LLC	DE	MANAGING MEMBER	E	Control
ARBORETUM GROUP, LLC	DE	MANAGING MEMBER	E	Control
MIROSHNIKOV, MICHAEL, NMN	I	PRESIDENT, CCO/MANAGING MEMBER	C	Control
MIROSHNIKOV, MICHAEL, NMN	I	PRESIDENT, CCO/OWNER	C	Control
MIROSHNIKOV, MICHAEL, NMN	I	PRESIDENT, CCO/MANAGING MEMBER	C	Control
MIROSHNIKOV, MICHAEL, NMN	I	PRESIDENT/MANAGING MEMBER	C	Control
MIROSHNIKOV, MICHAEL, NMN	I	PRESIDENT/MANAGING MEMBER	C	Control
MIROSHNIKOV, MICHAEL, NMN	I	PRESIDENT/MANAGING MEMBER	C	Control
MIROSHNIKOV, MICHAEL, NMN	I	PRESIDENT/MANAGING MEMBER	C	Control
MIROSHNIKOV, MICHAEL, NMN	I	PRESIDENT/MANAGING MEMBER	C	Control
PONTICELLO, MICHAEL, CARL	I	EXECUTIVE VICE PRESIDENT/MANAGING MEMBER	C	Control
PONTICELLO, MICHAEL, CARL	I	EXECUTIVE VICE PRESIDENT/OWNER	C	Control
PONTICELLO, MICHAEL, CARL	I	EXECUTIVE VICE PRESIDENT/MANAGING MEMBER	C	Control
PONTICELLO, MICHAEL, CARL	I	EXECUTIVE VICE PRESIDENT/MANAGING MEMBER	C	Control
PONTICELLO, MICHAEL, CARL	I	EXECUTIVE VICE PRESIDENT/MANAGING MEMBER	C	Control
PONTICELLO, MICHAEL, CARL	I	EXECUTIVE VICE PRESIDENT/MANAGING MEMBER	C	Control
PONTICELLO, MICHAEL, CARL	I	EXECUTIVE VICE PRESIDENT/MANAGING MEMBER	C	Control
PONTICELLO, MICHAEL, CARL	I	EXECUTIVE VICE PRESIDENT/MANAGING MEMBER	C	Control
AQUILLON, CLAUDINE, AMALIE	I	CEO, COO/MANAGING MEMBER	B	Control
AQUILLON, CLAUDINE, AMALIE	I	CEO, COO/OWNER	B	Control
AQUILLON, CLAUDINE, AMALIE	I	CEO, COO/MANAGING MEMBER	B	Control
AQUILLON, CLAUDINE, AMALIE	I	CEO, COO/MANAGING MEMBER	B	Control
AQUILLON, CLAUDINE, AMALIE	I	CEO, COO/MANAGING MEMBER	B	Control
AQUILLON, CLAUDINE, AMALIE	I	CEO, COO/MANAGING MEMBER	B	Control
AQUILLON, CLAUDINE, AMALIE	I	CEO, COO/MANAGING MEMBER	B	Control
AQUILLON, CLAUDINE, AMALIE	I	CEO, COO/MANAGING MEMBER	B	Control
SQN CAPITAL MANAGEMENT, LLC	DE	MEMBER	B
SQN CAPITAL MANAGEMENT, LLC	DE	OWNER	B
SQN CAPITAL MANAGEMENT, LLC	DE	MEMBER	B

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
AQUILLON, CLAUDINE, AMALIE	I	ARBORETUM GROUP, LLC	F	Control
AQUILLON, CLAUDINE, AMALIE	I	ARBORETUM GROUP, LLC	F	Control
AQUILLON, CLAUDINE, AMALIE	I	ARBORETUM GROUP, LLC	F	Control
SILKOWSKI, JEREMIAH, JUDE	I	SQN CAPITAL PARTNERS, LLC	E	Control
SILKOWSKI, JEREMIAH, JUDE	I	SQN CAPITAL PARTNERS, LLC	E	Control
SILKOWSKI, JEREMIAH, JUDE	I	SQN CAPITAL PARTNERS, LLC	E	Control
SQN CAPITAL PARTNERS, LLC	DE	SQN CAPITAL MANAGEMENT, LLC	E	Control
SQN CAPITAL PARTNERS, LLC	DE	SQN CAPITAL MANAGEMENT, LLC	E	Control
SQN CAPITAL PARTNERS, LLC	DE	SQN CAPITAL MANAGEMENT, LLC	E	Control
AQUILLON, CLAUDINE, AMALIE	I	ARBORETUM GROUP, LLC	C	Control
AQUILLON, CLAUDINE, AMALIE	I	ARBORETUM GROUP, LLC	C	Control
MIROSHNIKOV, MICHAEL, NMN	I	ARBORETUM GROUP, LLC	C	Control
MIROSHNIKOV, MICHAEL, NMN	I	ARBORETUM GROUP, LLC	C	Control
MIROSHNIKOV, MICHAEL, NMN	I	ARBORETUM GROUP, LLC	C	Control
MIROSHNIKOV, MICHAEL, NMN	I	ARBORETUM GROUP, LLC	C	Control
MIROSHNIKOV, MICHAEL, NMN	I	ARBORETUM GROUP, LLC	C	Control
PONTICELLO, MICHAEL, CARL	I	ARBORETUM GROUP, LLC	C	Control
PONTICELLO, MICHAEL, CARL	I	ARBORETUM GROUP, LLC	C	Control
PONTICELLO, MICHAEL, CARL	I	ARBORETUM GROUP, LLC	C	Control
PONTICELLO, MICHAEL, CARL	I	ARBORETUM GROUP, LLC	C	Control
PONTICELLO, MICHAEL, CARL	I	ARBORETUM GROUP, LLC	C	Control

Registrations

Federal

Oct 21, 2021 REGISTERED

Notice Filings (2)

NH NY

Address

100 ARBORETUM DRIVE
SUITE 105
PORTSMOUTH, NH 03801
United States

Phone: 603-294-1420