THIRD SEVEN ADVISORS, LLC
CRD #285974 SEC #801-114570 NEW YORK, NY 212-393-4690
SEC Registered
Total AUM
$119M
Discretionary
$119M
Employees
9
Clients
0
Accounts
406
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 22, 2019
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLAY, LAWRENCE, WILLIAM | I | CCO | NA | |
| CLAY, LAWRENCE, WILLIAM | I | CCO | NA | |
| CLAY, LAWRENCE, WILLIAM | I | CCO | NA | |
| DOGRA, AMIT, RAJ | I | CEO | NA | Control |
| DOGRA, AMIT, RAJ | I | CEO | NA | Control |
| DOGRA, AMIT, RAJ | I | CEO | NA | Control |
| HILLSON, RICHARD, LLOYD | I | PARTNER | NA | Control |
| HILLSON, RICHARD, LLOYD | I | PARTNER | NA | Control |
| HILLSON, RICHARD, LLOYD | I | PARTNER | NA | Control |
| Ledger, Nicholas, Mark | I | CFO | NA | Control |
| Ledger, Nicholas, Mark | I | CFO | NA | Control |
| Ledger, Nicholas, Mark | I | CFO | NA | Control |
| THIRD SEVEN GROUP LLC | DE | OWNER | E | |
| THIRD SEVEN GROUP LLC | DE | OWNER | E | |
| THIRD SEVEN GROUP LLC | DE | OWNER | E | |
| MCGLYNN, PETER, HARWARD | I | COO | B | Control |
| MCGLYNN, PETER, HARWARD | I | COO | B | Control |
| MCGLYNN, PETER, HARWARD | I | COO | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BHG GLOBAL, LLC | DE | THIRD SEVEN GROUP LLC | D | |
| BHG GLOBAL, LLC | DE | THIRD SEVEN GROUP LLC | D | |
| BHG GLOBAL, LLC | DE | THIRD SEVEN GROUP LLC | D |
Registrations
Federal
IA
Apr 22, 2019 REGISTERED
Notice Filings (6)
FL LA MA NY OK TX
Address
1345 AVENUE OF THE AMERICAS33RD FLOOR
NEW YORK, NY 10105
United States
Phone: 212-393-4690