BALLAST ADVISORS, LLC

CRD #285991 SEC #801-108984 WOODBURY, MN (651) 478-4644

SEC Registered

Total AUM

$587.6M

Discretionary

$568.5M

Employees

Clients

251

Accounts

2,449

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Nov 7, 2025
Branch Offices: 2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BERNSTEIN, DANIEL, ADAM	I	CHIEF COMPLIANCE OFFICER	NA	Control
GERCZAK, RICHARD, GERARD	I	PRINCIPAL AND CHIEF COMPLIANCE OFFICER	NA	Control
GERCZAK, RICHARD, GERARD	I	PRINCIPAL, WEALTH ADVISOR, & CHIEF COMPLIANCE OFFICER	NA	Control
GERCZAK, RICHARD, GERARD	I	PRINCIPAL, WEALTH ADVISOR, & CHIEF COMPLIANCE OFFICER	NA	Control
GERCZAK, RICHARD, GERARD	I	PRINCIPAL, WEALTH ADVISOR, & CHIEF COMPLIANCE OFFICER	NA	Control
GERCZAK, RICHARD, GERARD	I	PRINCIPAL, WEALTH ADVISOR, & CHIEF COMPLIANCE OFFICER	NA	Control
GERCZAK, RICHARD, GERARD	I	PRINCIPAL, WEALTH ADVISOR, & CHIEF COMPLIANCE OFFICER	NA	Control
GERCZAK, RICHARD, GERARD	I	PRINCIPAL, WEALTH ADVISOR, & CHIEF COMPLIANCE OFFICER	NA	Control
GERCZAK, RICHARD, GERARD	I	PRINCIPAL, WEALTH ADVISOR, & CHIEF COMPLIANCE OFFICER	NA	Control
GERCZAK, RICHARD, GERARD	I	PRINCIPAL, WEALTH ADVISOR, & CHIEF COMPLIANCE OFFICER	NA	Control
GERCZAK, RICHARD, GERARD	I	PRINCIPAL, WEALTH ADVISOR, & CHIEF COMPLIANCE OFFICER	NA	Control
GERCZAK, RICHARD, GERARD	I	PRINCIPAL, WEALTH ADVISOR, & CHIEF COMPLIANCE OFFICER	NA	Control
GERCZAK, RICHARD, GERARD	I	PRINCIPAL, WEALTH ADVISOR, & CHIEF COMPLIANCE OFFICER	NA	Control
GERCZAK, RICHARD, GERARD	I	PRINCIPAL, WEALTH ADVISOR, & CHIEF COMPLIANCE OFFICER	NA	Control
GERCZAK, RICHARD, GERARD	I	PRINCIPAL, WEALTH ADVISOR, & CHIEF COMPLIANCE OFFICER	NA	Control
PARNELL, PAUL, LOUIS	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
PARNELL, PAUL, LOUIS	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
PARNELL, PAUL, LOUIS	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
PARNELL, PAUL, LOUIS	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
PARNELL, PAUL, LOUIS	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
PARNELL, PAUL, LOUIS	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
PARNELL, PAUL, LOUIS	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
PARNELL, PAUL, LOUIS	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
PARNELL, PAUL, LOUIS	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
PARNELL, PAUL, LOUIS	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
PARNELL, PAUL, LOUIS	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
PARNELL, PAUL, LOUIS	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
PARNELL, PAUL, LOUIS	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
PARNELL, PAUL, LOUIS	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
PARNELL, PAUL, LOUIS	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
SCHMIDT, STEVEN, ANDREW	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
SCHMIDT, STEVEN, ANDREW	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
SCHMIDT, STEVEN, ANDREW	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
SCHMIDT, STEVEN, ANDREW	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
SCHMIDT, STEVEN, ANDREW	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
SCHMIDT, STEVEN, ANDREW	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
SCHMIDT, STEVEN, ANDREW	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
SCHMIDT, STEVEN, ANDREW	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
SCHMIDT, STEVEN, ANDREW	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
SCHMIDT, STEVEN, ANDREW	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
SCHMIDT, STEVEN, ANDREW	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
SCHMIDT, STEVEN, ANDREW	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
SCHMIDT, STEVEN, ANDREW	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
SCHMIDT, STEVEN, ANDREW	I	PRINCIPAL AND WEALTH ADVISOR	NA	Control
SCHMIDT, STEVEN, ANDREW	I	PRINCIPAL, WEALTH ADVISOR	NA	Control
SPEACHT, WILLIAM, HENRY	I	CHIEF COMPLIANCE OFFICER	NA
INTERIM HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
PARNELL & ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
PARNELL & ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
PARNELL & ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
PARNELL & ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
PARNELL & ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
PARNELL & ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
PARNELL & ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
PARNELL & ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
PARNELL & ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
PARNELL & ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
PARNELL & ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
PARNELL & ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
PARNELL & ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
PARNELL & ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
PARNELL & ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
PARNELL, PAUL, LOUIS	I	MANAGING MEMBER	D	Control
PARNELL, PAUL, LOUIS	I	MANAGING MEMBER	D	Control
PARNELL, PAUL, LOUIS	I	MANAGING MEMBER	D	Control
PARNELL, PAUL, LOUIS	I	MANAGING MEMBER	D	Control
PARNELL, PAUL, LOUIS	I	MANAGING MEMBER	D	Control
PARNELL, PAUL, LOUIS	I	MANAGING MEMBER	D	Control
GERCZAK & ASSOCIATES LLC	DE	MANAGING MEMBER	C	Control
GERCZAK & ASSOCIATES LLC	DE	MANAGING MEMBER	C	Control
GERCZAK & ASSOCIATES LLC	DE	MANAGING MEMBER	C	Control
GERCZAK & ASSOCIATES LLC	DE	MANAGING MEMBER	C	Control
GERCZAK & ASSOCIATES LLC	DE	MANAGING MEMBER	C	Control
GERCZAK & ASSOCIATES LLC	DE	MANAGING MEMBER	C	Control
GERCZAK & ASSOCIATES LLC	DE	MANAGING MEMBER	C	Control
GERCZAK & ASSOCIATES LLC	DE	MANAGING MEMBER	C	Control
GERCZAK & ASSOCIATES LLC	DE	MANAGING MEMBER	C	Control
GERCZAK & ASSOCIATES LLC	DE	MANAGING MEMBER	C	Control
GERCZAK & ASSOCIATES LLC	DE	MANAGING MEMBER	C	Control
GERCZAK & ASSOCIATES LLC	DE	MANAGING MEMBER	C	Control
GERCZAK & ASSOCIATES LLC	DE	MANAGING MEMBER	C	Control
GERCZAK & ASSOCIATES LLC	DE	MANAGING MEMBER	C	Control
GERCZAK, RICHARD, GERARD	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	C	Control
GERCZAK, RICHARD, GERARD	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	C	Control
GERCZAK, RICHARD, GERARD	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	C	Control
GERCZAK, RICHARD, GERARD	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	C	Control
GERCZAK, RICHARD, GERARD	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	C	Control
GERCZAK, RICHARD, GERARD	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	C	Control
S SCHMIDT & ASSOCIATES LLC	DE	MANAGING MEMBER	C	Control
S SCHMIDT & ASSOCIATES LLC	DE	MANAGING MEMBER	B	Control
S SCHMIDT & ASSOCIATES LLC	DE	MANAGING MEMBER	B	Control
S SCHMIDT & ASSOCIATES LLC	DE	MANAGING MEMBER	B	Control
S SCHMIDT & ASSOCIATES LLC	DE	MANAGING MEMBER	B	Control
S SCHMIDT & ASSOCIATES LLC	DE	MANAGING MEMBER	B	Control
S SCHMIDT & ASSOCIATES LLC	DE	MANAGING MEMBER	B	Control
S SCHMIDT & ASSOCIATES LLC	DE	MANAGING MEMBER	B	Control
S SCHMIDT & ASSOCIATES LLC	DE	MANAGING MEMBER	B	Control
S SCHMIDT & ASSOCIATES LLC	DE	MANAGING MEMBER	B	Control
S SCHMIDT & ASSOCIATES LLC	DE	MANAGING MEMBER	B	Control
S SCHMIDT & ASSOCIATES LLC	DE	MANAGING MEMBER	B	Control
S SCHMIDT & ASSOCIATES LLC	DE	MANAGING MEMBER	B	Control
S SCHMIDT & ASSOCIATES LLC	DE	MANAGING MEMBER	B	Control
S SCHMIDT & ASSOCIATES LLC	DE	MANAGING MEMBER	B	Control
SCHMIDT, STEVEN, ANDREW	I	MANAGING MEMBER	B	Control
SCHMIDT, STEVEN, ANDREW	I	MANAGING MEMBER	B	Control
SCHMIDT, STEVEN, ANDREW	I	MANAGING MEMBER	B	Control
SCHMIDT, STEVEN, ANDREW	I	MANAGING MEMBER	B	Control
SCHMIDT, STEVEN, ANDREW	I	MANAGING MEMBER	B	Control
SCHMIDT, STEVEN, ANDREW	I	MANAGING MEMBER	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GERCZAK, RICHARD, GERARD	I	GERCZAK & ASSOCIATES LLC	E	Control
GERCZAK, RICHARD, GERARD	I	GERCZAK & ASSOCIATES LLC	E	Control
GERCZAK, RICHARD, GERARD	I	GERCZAK & ASSOCIATES LLC	E	Control
GERCZAK, RICHARD, GERARD	I	GERCZAK & ASSOCIATES LLC	E	Control
GERCZAK, RICHARD, GERARD	I	GERCZAK & ASSOCIATES LLC	E	Control
GERCZAK, RICHARD, GERARD	I	GERCZAK & ASSOCIATES LLC	E	Control
GERCZAK, RICHARD, GERARD	I	GERCZAK & ASSOCIATES LLC	E	Control
GERCZAK, RICHARD, GERARD	I	GERCZAK & ASSOCIATES LLC	E	Control
GERCZAK, RICHARD, GERARD	I	GERCZAK & ASSOCIATES LLC	E	Control
GERCZAK, RICHARD, GERARD	I	GERCZAK & ASSOCIATES LLC	E	Control
GERCZAK, RICHARD, GERARD	I	GERCZAK & ASSOCIATES LLC	E	Control
PARNELL, PAUL, LOUIS	I	PARNELL & ASSOCIATES, INC.	E	Control
PARNELL, PAUL, LOUIS	I	PARNELL & ASSOCIATES, INC.	E	Control
PARNELL, PAUL, LOUIS	I	PARNELL & ASSOCIATES, INC.	E	Control
PARNELL, PAUL, LOUIS	I	PARNELL & ASSOCIATES, INC.	E	Control
PARNELL, PAUL, LOUIS	I	PARNELL & ASSOCIATES, INC.	E	Control
PARNELL, PAUL, LOUIS	I	PARNELL & ASSOCIATES, INC.	E	Control
PARNELL, PAUL, LOUIS	I	PARNELL & ASSOCIATES, INC.	E	Control
PARNELL, PAUL, LOUIS	I	PARNELL & ASSOCIATES, INC.	E	Control
PARNELL, PAUL, LOUIS	I	PARNELL & ASSOCIATES, INC.	E	Control
PARNELL, PAUL, LOUIS	I	PARNELL & ASSOCIATES, INC.	E	Control
PARNELL, PAUL, LOUIS	I	PARNELL & ASSOCIATES, INC.	E	Control
SCHMIDT, STEVEN, ANDREW	I	S SCHMIDT & ASSOCIATES LLC	E	Control
SCHMIDT, STEVEN, ANDREW	I	S SCHMIDT & ASSOCIATES LLC	E	Control
SCHMIDT, STEVEN, ANDREW	I	S SCHMIDT & ASSOCIATES LLC	E	Control
SCHMIDT, STEVEN, ANDREW	I	S SCHMIDT & ASSOCIATES LLC	E	Control
SCHMIDT, STEVEN, ANDREW	I	S SCHMIDT & ASSOCIATES LLC	E	Control
SCHMIDT, STEVEN, ANDREW	I	S SCHMIDT & ASSOCIATES LLC	E	Control
SCHMIDT, STEVEN, ANDREW	I	S SCHMIDT & ASSOCIATES LLC	E	Control
SCHMIDT, STEVEN, ANDREW	I	S SCHMIDT & ASSOCIATES LLC	E	Control
SCHMIDT, STEVEN, ANDREW	I	S SCHMIDT & ASSOCIATES LLC	E	Control
SCHMIDT, STEVEN, ANDREW	I	S SCHMIDT & ASSOCIATES LLC	E	Control
SCHMIDT, STEVEN, ANDREW	I	S SCHMIDT & ASSOCIATES LLC	E	Control

Registrations

Federal

Nov 7, 2025 REGISTERED

Notice Filings (22)

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Address

683 BIELENBERG DRIVE
SUITE 208
WOODBURY, MN 55125
United States

Phone: (651) 478-4644