ROUND ROCK ADVISORS LLC
CRD #286007 SEC #801-108989 WILTON, CT (203) 920-4774
SEC Registered
Total AUM
$814.6M
Discretionary
$806.9M
Employees
24
Clients
101
Accounts
2,126
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2025 | $814.6M | $806.9M | $7.7M | 24 | 0 |
| Sep 2025 | $814.6M | $806.9M | $7.7M | 24 | 0 |
| Jul 2025 | $814.6M | $806.9M | $7.7M | 24 | 0 |
| Mar 2025 | $814.6M | $806.9M | $7.7M | 24 | 0 |
| Feb 2025 | $673.3M | $643.6M | $29.7M | 19 | 0 |
| Jan 2025 | $673.3M | $643.6M | $29.7M | 19 | 0 |
| Nov 2024 | $673.3M | $643.6M | $29.7M | 19 | 0 |
| Mar 2024 | $673.3M | $643.6M | $29.7M | 19 | 0 |
| Nov 2023 | $484.8M | $456.7M | $28.1M | 16 | 0 |
| Sep 2023 | $484.8M | $456.7M | $28.1M | 16 | 0 |
| Aug 2023 | $484.8M | $456.7M | $28.1M | 16 | 0 |
| Mar 2023 | $484.8M | $456.7M | $28.1M | 16 | 0 |
| Mar 2023 | $484.8M | $456.7M | $28.1M | 16 | 0 |
| Nov 2022 | $488.1M | $467.8M | $20.3M | 13 | 0 |
| Nov 2022 | $488.1M | $467.8M | $20.3M | 13 | 0 |
| Apr 2022 | $492.7M | $468.8M | $23.9M | 13 | 0 |
| Mar 2022 | $492.7M | $468.8M | $23.9M | 13 | 0 |
| Nov 2021 | $261.1M | $225M | $36.1M | 11 | 0 |
| Feb 2021 | $261.1M | $225M | $36.1M | 11 | 0 |
| Dec 2020 | $209.4M | $209.4M | $0 | 8 | 0 |
| Oct 2020 | $209.4M | $209.4M | $0 | 8 | 0 |
| May 2020 | $209.4M | $209.4M | $0 | 8 | 0 |
| Feb 2020 | $209.4M | $209.4M | $0 | 8 | 0 |
| Nov 2019 | $220.9M | $167.6M | $53.3M | 8 | 0 |
| Aug 2019 | $220.9M | $167.6M | $53.3M | 8 | 0 |
| Mar 2019 | $220.9M | $167.6M | $53.3M | 8 | 0 |
| Dec 2018 | $204.5M | $177.2M | $27.3M | 9 | 0 |
| Oct 2018 | $204.5M | $177.2M | $27.3M | 10 | 0 |
| Oct 2018 | $204.5M | $177.2M | $27.3M | 10 | 0 |
| Sep 2018 | $204.5M | $177.2M | $27.3M | 10 | 0 |
| May 2018 | $204.5M | $177.2M | $27.3M | 10 | 0 |
| May 2018 | $204.5M | $177.2M | $27.3M | 10 | 0 |
| Apr 2018 | $204.5M | $177.2M | $27.3M | 10 | 0 |
| Mar 2018 | $204.5M | $177.2M | $27.3M | 10 | 0 |
| Mar 2018 | $204.5M | $177.2M | $27.3M | 10 | 0 |
| Jun 2017 | $121.1M | $121.1M | $0 | 7 | 800 |
| May 2017 | $0 | $0 | $0 | 7 | 0 |
| May 2017 | $0 | $0 | $0 | 7 | 0 |
| Apr 2017 | $0 | $0 | $0 | 7 | 0 |
| Apr 2017 | $0 | $0 | $0 | 1 | 0 |
| Jan 2017 | $0 | $0 | $0 | 1 | 0 |
| Jan 2017 | $0 | $0 | $0 | 1 | 0 |
DateDec 2025
Total AUM$814.6M
Discretionary$806.9M
Non-Disc.$7.7M
Employees24
Clients0
DateSep 2025
Total AUM$814.6M
Discretionary$806.9M
Non-Disc.$7.7M
Employees24
Clients0
DateJul 2025
Total AUM$814.6M
Discretionary$806.9M
Non-Disc.$7.7M
Employees24
Clients0
DateMar 2025
Total AUM$814.6M
Discretionary$806.9M
Non-Disc.$7.7M
Employees24
Clients0
DateFeb 2025
Total AUM$673.3M
Discretionary$643.6M
Non-Disc.$29.7M
Employees19
Clients0
DateJan 2025
Total AUM$673.3M
Discretionary$643.6M
Non-Disc.$29.7M
Employees19
Clients0
DateNov 2024
Total AUM$673.3M
Discretionary$643.6M
Non-Disc.$29.7M
Employees19
Clients0
DateMar 2024
Total AUM$673.3M
Discretionary$643.6M
Non-Disc.$29.7M
Employees19
Clients0
DateNov 2023
Total AUM$484.8M
Discretionary$456.7M
Non-Disc.$28.1M
Employees16
Clients0
DateSep 2023
Total AUM$484.8M
Discretionary$456.7M
Non-Disc.$28.1M
Employees16
Clients0
DateAug 2023
Total AUM$484.8M
Discretionary$456.7M
Non-Disc.$28.1M
Employees16
Clients0
DateMar 2023
Total AUM$484.8M
Discretionary$456.7M
Non-Disc.$28.1M
Employees16
Clients0
DateMar 2023
Total AUM$484.8M
Discretionary$456.7M
Non-Disc.$28.1M
Employees16
Clients0
DateNov 2022
Total AUM$488.1M
Discretionary$467.8M
Non-Disc.$20.3M
Employees13
Clients0
DateNov 2022
Total AUM$488.1M
Discretionary$467.8M
Non-Disc.$20.3M
Employees13
Clients0
DateApr 2022
Total AUM$492.7M
Discretionary$468.8M
Non-Disc.$23.9M
Employees13
Clients0
DateMar 2022
Total AUM$492.7M
Discretionary$468.8M
Non-Disc.$23.9M
Employees13
Clients0
DateNov 2021
Total AUM$261.1M
Discretionary$225M
Non-Disc.$36.1M
Employees11
Clients0
DateFeb 2021
Total AUM$261.1M
Discretionary$225M
Non-Disc.$36.1M
Employees11
Clients0
DateDec 2020
Total AUM$209.4M
Discretionary$209.4M
Non-Disc.$0
Employees8
Clients0
DateOct 2020
Total AUM$209.4M
Discretionary$209.4M
Non-Disc.$0
Employees8
Clients0
DateMay 2020
Total AUM$209.4M
Discretionary$209.4M
Non-Disc.$0
Employees8
Clients0
DateFeb 2020
Total AUM$209.4M
Discretionary$209.4M
Non-Disc.$0
Employees8
Clients0
DateNov 2019
Total AUM$220.9M
Discretionary$167.6M
Non-Disc.$53.3M
Employees8
Clients0
DateAug 2019
Total AUM$220.9M
Discretionary$167.6M
Non-Disc.$53.3M
Employees8
Clients0
DateMar 2019
Total AUM$220.9M
Discretionary$167.6M
Non-Disc.$53.3M
Employees8
Clients0
DateDec 2018
Total AUM$204.5M
Discretionary$177.2M
Non-Disc.$27.3M
Employees9
Clients0
DateOct 2018
Total AUM$204.5M
Discretionary$177.2M
Non-Disc.$27.3M
Employees10
Clients0
DateOct 2018
Total AUM$204.5M
Discretionary$177.2M
Non-Disc.$27.3M
Employees10
Clients0
DateSep 2018
Total AUM$204.5M
Discretionary$177.2M
Non-Disc.$27.3M
Employees10
Clients0
DateMay 2018
Total AUM$204.5M
Discretionary$177.2M
Non-Disc.$27.3M
Employees10
Clients0
DateMay 2018
Total AUM$204.5M
Discretionary$177.2M
Non-Disc.$27.3M
Employees10
Clients0
DateApr 2018
Total AUM$204.5M
Discretionary$177.2M
Non-Disc.$27.3M
Employees10
Clients0
DateMar 2018
Total AUM$204.5M
Discretionary$177.2M
Non-Disc.$27.3M
Employees10
Clients0
DateMar 2018
Total AUM$204.5M
Discretionary$177.2M
Non-Disc.$27.3M
Employees10
Clients0
DateJun 2017
Total AUM$121.1M
Discretionary$121.1M
Non-Disc.$0
Employees7
Clients800
DateMay 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees7
Clients0
DateMay 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees7
Clients0
DateApr 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees7
Clients0
DateApr 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees1
Clients0
DateJan 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees1
Clients0
DateJan 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees1
Clients0