SOUTHOCEAN INVESTMENT PARTNERS, LLC
CRD #286095 SEC #801-110074 FT. LAUDERDALE, FL 954-991-6800
SEC Registered Private Funds
Total AUM
$348.8M
Discretionary
$348.8M
Employees
6
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARDIN, MATTHEW, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARDIN, MATTHEW, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARDIN, MATTHEW, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARDIN, MATTHEW, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARDIN, MATTHEW, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARDIN, MATTHEW, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARDIN, MATTHEW, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORVITZ, DAVID, W. | I | CEO & TREASURER | NA | Control |
| HORVITZ, DAVID, W. | I | CEO & TREASURER | NA | Control |
| HORVITZ, DAVID, WILLIAM | I | CEO & TREASURER | NA | Control |
| HORVITZ, DAVID, WILLIAM | I | CEO & TREASURER | NA | Control |
| HORVITZ, DAVID, WILLIAM | I | CEO & TREASURER | NA | Control |
| HORVITZ, DAVID, WILLIAM | I | CEO & TREASURER | NA | Control |
| HORVITZ, DAVID, WILLIAM | I | CEO & TREASURER | NA | Control |
| JOHNS, RICHARD, M | I | PRESIDENT | NA | Control |
| JOHNS, RICHARD, M | I | PRESIDENT | NA | Control |
| JOHNS, RICHARD, MARTIN | I | PRESIDENT | NA | Control |
| JOHNS, RICHARD, MARTIN | I | PRESIDENT | NA | Control |
| ROTH, DAVID | I | SECRETARY | NA | |
| ROTH, DAVID | I | SECRETARY | NA | |
| ROTH, DAVID, MARK | I | SECRETARY | NA | |
| ROTH, DAVID, MARK | I | SECRETARY | NA | |
| ROTH, DAVID, MARK | I | SECRETARY | NA | |
| ROTH, DAVID, MARK | I | SECRETARY | NA | |
| ROTH, DAVID, MARK | I | SECRETARY | NA | |
| HRC INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HRC INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HRC INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| SOUTHOCEAN CAPITAL PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| SOUTHOCEAN CAPITAL PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| SOUTHOCEAN CAPITAL PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| SOUTHOCEAN CAPITAL PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| JOHNS, RICHARD, MARTIN | I | PRESIDENT | C | Control |
| JOHNS, RICHARD, MARTIN | I | PRESIDENT | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CORR, SARA, M. | I | SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | F | Control |
| CORR, SARA, M. | I | SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | F | Control |
| CORR, SARA, M. | I | SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | F | Control |
| CORR, SARA, MICHELLE | I | SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | F | Control |
| CORR, SARA, MICHELLE | I | SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | F | Control |
| CORR, SARA, MICHELLE | I | SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | F | Control |
| CORR, SARA, MICHELLE | I | SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | F | Control |
| HORVITZ, DAVID, W. | I | DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91 | F | Control |
| HORVITZ, DAVID, W. | I | DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91 | F | Control |
| HORVITZ, DAVID, WILLIAM | I | DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91 | F | Control |
| HORVITZ, DAVID, WILLIAM | I | DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91 | F | Control |
| HORVITZ, DAVID, WILLIAM | I | DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91 | F | Control |
| HORVITZ, DAVID, WILLIAM | I | DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91 | F | Control |
| HORVITZ, DAVID, WILLIAM | I | DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91 | F | Control |
| HORVITZ, GREGORY, S. | I | GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12 | F | Control |
| HORVITZ, GREGORY, S. | I | GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12 | F | Control |
| HORVITZ, GREGORY, S. | I | GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12 | F | Control |
| HORVITZ, GREGORY, STEVEN | I | GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12 | F | Control |
| HORVITZ, GREGORY, STEVEN | I | GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12 | F | Control |
| HORVITZ, GREGORY, STEVEN | I | GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12 | F | Control |
| HORVITZ, GREGORY, STEVEN | I | GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12 | F | Control |
| ROTH, LINDA, H. | I | ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | F | Control |
| ROTH, LINDA, H. | I | ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | F | Control |
| ROTH, LINDA, H. | I | ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | F | Control |
| ROTH, LINDA, HORVITZ | I | ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | F | Control |
| ROTH, LINDA, HORVITZ | I | ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | F | Control |
| ROTH, LINDA, HORVITZ | I | ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | F | Control |
| ROTH, LINDA, HORVITZ | I | ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | F | Control |
| SO MANAGER LLC | DE | HRC INVESTMENTS, LLC | F | Control |
| SO MANAGER LLC | DE | HRC INVESTMENTS, LLC | F | Control |
| SO MANAGER LLC | DE | HRC INVESTMENTS, LLC | F | Control |
| SO MANAGER LLC | DE | HRC INVESTMENTS, LLC | F | Control |
| SO MANAGER LLC | DE | HRC INVESTMENTS, LLC | F | Control |
| SO MANAGER LLC | DE | HRC INVESTMENTS, LLC | F | Control |
| SO MANAGER LLC | DE | HRC INVESTMENTS, LLC | F | Control |
| HRC CAPITAL, LLC | DE | HRC INVESTMENTS, LLC | E | Control |
| HRC CAPITAL, LLC | DE | HRC INVESTMENTS, LLC | E | Control |
| HRC CAPITAL, LLC | DE | HRC INVESTMENTS, LLC | E | Control |
| HRC CAPITAL, LLC | DE | HRC INVESTMENTS, LLC | E | Control |
| HRC CAPITAL, LLC | DE | HRC INVESTMENTS, LLC | E | Control |
| HRC CAPITAL, LLC | DE | HRC INVESTMENTS, LLC | E | Control |
| HRC CAPITAL, LLC | DE | HRC INVESTMENTS, LLC | E | Control |
| HRC INVESTMENTS, LLC | DE | SOUTHOCEAN CAPITAL PARTNERS LLC | E | Control |
| HRC INVESTMENTS, LLC | DE | SOUTHOCEAN CAPITAL PARTNERS LLC | E | Control |
| HRC INVESTMENTS, LLC | DE | SOUTHOCEAN CAPITAL PARTNERS LLC | E | Control |
| HRC INVESTMENTS, LLC | DE | SOUTHOCEAN CAPITAL PARTNERS LLC | E | Control |
| DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91 | DE | SO MANAGER, LLC | D | Control |
| DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91 | DE | SO MANAGER, LLC | D | Control |
| DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91 | DE | SO MANAGER, LLC | D | Control |
| DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91 | DE | SO MANAGER, LLC | D | Control |
| DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91 | DE | SO MANAGER, LLC | D | Control |
| DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91 | DE | SO MANAGER, LLC | D | Control |
| DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91 | DE | SO MANAGER, LLC | D | Control |
| ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | DE | SO MANAGER, LLC | D | Control |
| ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | DE | SO MANAGER, LLC | D | Control |
| ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | DE | SO MANAGER, LLC | D | Control |
| ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | DE | SO MANAGER, LLC | D | Control |
| ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | DE | SO MANAGER, LLC | D | Control |
| ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | DE | SO MANAGER, LLC | D | Control |
| ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | DE | SO MANAGER, LLC | D | Control |
| GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12 | DE | HRC CAPITAL, LLC | C | Control |
| GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12 | DE | HRC CAPITAL, LLC | C | Control |
| GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12 | DE | HRC CAPITAL, LLC | C | Control |
| GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12 | DE | HRC CAPITAL, LLC | C | Control |
| GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12 | DE | HRC CAPITAL, LLC | C | Control |
| GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12 | DE | HRC CAPITAL, LLC | C | Control |
| GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12 | DE | HRC CAPITAL, LLC | C | Control |
| ROTH, EMILY, C | I | HRC CAPITAL, LLC | C | Control |
| ROTH, EMILY, C | I | HRC CAPITAL, LLC | C | Control |
| ROTH, EMILY, C | I | HRC CAPITAL, LLC | C | Control |
| ROTH, EMILY, CHARLOTTE | I | HRC CAPITAL, LLC | C | Control |
| ROTH, EMILY, CHARLOTTE | I | HRC CAPITAL, LLC | C | Control |
| ROTH, EMILY, CHARLOTTE | I | HRC CAPITAL, LLC | C | Control |
| ROTH, EMILY, CHARLOTTE | I | HRC CAPITAL, LLC | C | Control |
| ROTH, STEPHEN, A. | I | HRC CAPITAL, LLC | C | Control |
| ROTH, STEPHEN, A. | I | HRC CAPITAL, LLC | C | Control |
| ROTH, STEPHEN, A. | I | HRC CAPITAL, LLC | C | Control |
| ROTH, STEPHEN, ANDREW | I | HRC CAPITAL, LLC | C | Control |
| ROTH, STEPHEN, ANDREW | I | HRC CAPITAL, LLC | C | Control |
| ROTH, STEPHEN, ANDREW | I | HRC CAPITAL, LLC | C | Control |
| ROTH, STEPHEN, ANDREW | I | HRC CAPITAL, LLC | C | Control |
| SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | DE | HRC CAPITAL, LLC | C | Control |
| SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | DE | HRC CAPITAL, LLC | C | Control |
| SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | DE | HRC CAPITAL, LLC | C | Control |
| SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | DE | HRC CAPITAL, LLC | C | Control |
| SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | DE | HRC CAPITAL, LLC | C | Control |
| SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | DE | HRC CAPITAL, LLC | C | Control |
| SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | DE | HRC CAPITAL, LLC | C | Control |
Registrations
Federal
IA
Mar 28, 2018 REGISTERED
Notice Filings (1)
FL
Address
401 E. LAS OLAS BLVD.SUITE 2220
FT. LAUDERDALE, FL 33301
United States
Phone: 954-991-6800