JD FINANCIAL SERVICES INC.
Legal name: DIAMOND WEALTH ADVISORS
CRD #286163 SEC #801-118957 CARLISLE, PA (717) 462-6422
SEC Registered
Total AUM
$210.9M
Discretionary
$196M
Employees
6
Clients
0
Accounts
1,378
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 24, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEGAETANO, JAMES, A | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DEGAETANO, JAMES, A | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DEGAETANO, JAMES, A | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DEGAETANO, JAMES, A | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DEGAETANO, JAMES, A | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DEGAETANO, JAMES, A | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DEGAETANO, JAMES, A | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DEGAETANO, JAMES, A | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DEGAETANO, JAMES, A | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DEGAETANO, JAMES, A | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DEGAETANO, JAMES, A | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DEGAETANO, JAMES, A | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DEGAETANO, JAMES, A | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WINN, CHRISTOPHER, EDWARD | I | MEMBER, INTERIM CCO | E | Control |
Registrations
Federal
IA
Jan 24, 2022 REGISTERED
Notice Filings (6)
FL LA MD NJ PA TX
Address
396 ALEXANDER SPRING ROADSUITE 3
CARLISLE, PA 17015
United States
Phone: (717) 462-6422