OCTAGON ASSET MANAGEMENT, LLC
CRD #286248 SEC #801-110412 CHARLOTTE, NC 212 683-8811
SEC Registered Private Funds
Total AUM
$191.9M
Discretionary
$3.5M
Employees
4
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEYKE, JOHN, ERICSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEYKE, JOHN, ERICSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEYKE, JOHN, ERICSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEYKE, JOHN, ERICSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEYKE, JOHN, ERICSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEYKE, JOHN, ERICSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEYKE, JOHN, ERICSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEYKE, JOHN, ERICSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEYKE, JOHN, ERICSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEYKE, JOHN, ERICSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEYKE, JOHN, ERICSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEYKE, JOHN, ERICSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEYKE, JOHN, ERICSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEYKE, JOHN, ERICSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEYKE, JOHN, ERICSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| WELLES, CALDWELL, MEAD | I | FOUNDER/MANAGING PARTNER | NA | Control |
| WELLES, CALDWELL, MEAD | I | FOUNDER/MANAGING PARTNER | NA | Control |
| WELLES, CALDWELL, MEAD | I | FOUNDER/MANAGING PARTNER | NA | Control |
| WELLES, CALDWELL, MEAD | I | FOUNDER/MANAGING PARTNER | NA | Control |
| WELLES, CALDWELL, MEAD | I | FOUNDER/MANAGING PARTNER | NA | Control |
| WELLES, CALDWELL, MEAD | I | FOUNDER/MANAGING PARTNER | NA | Control |
| WELLES, CALDWELL, MEAD | I | FOUNDER/MANAGING PARTNER | NA | Control |
| WELLES, CALDWELL, MEAD | I | FOUNDER/MANAGING PARTNER | NA | Control |
| WELLES, CALDWELL, MEAD | I | FOUNDER/MANAGING PARTNER | NA | Control |
| WELLES, CALDWELL, MEAD | I | FOUNDER/MANAGING PARTNER | NA | Control |
| WELLES, CALDWELL, MEAD | I | FOUNDER/MANAGING PARTNER | NA | Control |
| WELLES, CALDWELL, MEAD | I | FOUNDER/MANAGING PARTNER | NA | Control |
| WELLES, CALDWELL, MEAD | I | FOUNDER/MANAGING PARTNER | NA | Control |
| WELLES, CALDWELL, MEAD | I | FOUNDER/MANAGING PARTNER | NA | Control |
| WELLES, CALDWELL, MEAD | I | FOUNDER/MANAGING PARTNER | NA | Control |
| OCTAGON INTERNATIONAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| OCTAGON INTERNATIONAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| OCTAGON INTERNATIONAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| OCTAGON INTERNATIONAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| OCTAGON INTERNATIONAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| OCTAGON INTERNATIONAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| OCTAGON INTERNATIONAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| OCTAGON INTERNATIONAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| OCTAGON INTERNATIONAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| OCTAGON INTERNATIONAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| OCTAGON INTERNATIONAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| OCTAGON INTERNATIONAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| OCTAGON INTERNATIONAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| OCTAGON INTERNATIONAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| OCTAGON INTERNATIONAL HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WELLES, CALDWELL, MEAD | I | OCTAGON INTERNATIONAL HOLDINGS, LLC | E | Control |
| WELLES, CALDWELL, MEAD | I | OCTAGON INTERNATIONAL HOLDINGS, LLC | E | Control |
| WELLES, CALDWELL, MEAD | I | OCTAGON INTERNATIONAL HOLDINGS, LLC | E | Control |
| WELLES, CALDWELL, MEAD | I | OCTAGON INTERNATIONAL HOLDINGS, LLC | E | Control |
| WELLES, CALDWELL, MEAD | I | OCTAGON INTERNATIONAL HOLDINGS, LLC | E | Control |
| WELLES, CALDWELL, MEAD | I | OCTAGON INTERNATIONAL HOLDINGS, LLC | E | Control |
| WELLES, CALDWELL, MEAD | I | OCTAGON INTERNATIONAL HOLDINGS, LLC | E | Control |
| WELLES, CALDWELL, MEAD | I | OCTAGON INTERNATIONAL HOLDINGS, LLC | E | Control |
| WELLES, CALDWELL, MEAD | I | OCTAGON INTERNATIONAL HOLDINGS, LLC | E | Control |
| WELLES, CALDWELL, MEAD | I | OCTAGON INTERNATIONAL HOLDINGS, LLC | E | Control |
| WELLES, CALDWELL, MEAD | I | OCTAGON INTERNATIONAL HOLDINGS, LLC | E | Control |
| WELLES, CALDWELL, MEAD | I | OCTAGON INTERNATIONAL HOLDINGS, LLC | E | Control |
| WELLES, CALDWELL, MEAD | I | OCTAGON INTERNATIONAL HOLDINGS, LLC | E | Control |
| WELLES, CALDWELL, MEAD | I | OCTAGON INTERNATIONAL HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (1)
NC
Address
615 S COLLEGE STREETCHARLOTTE, NC 28202-3354
United States
Phone: 212 683-8811