RIA Intelligence

BEYOND FINANCIAL SERVICES

CRD #286350 SEC #801-108878 FREMONT, CA 5107929395
SEC Registered
Total AUM
$155.2M
Discretionary
$0
Employees
5
Clients
101
Accounts
310

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 4, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control
LEUNG, KA KI, KENNETHICCOE Control

Registrations

Federal

IA
Apr 4, 2025 REGISTERED

Notice Filings (2)

CA TX

Address

39560 STEVENSON PLACE
SUITE 111
FREMONT, CA 94539
United States
Phone: 5107929395