AWARE ASSET MANAGEMENT, INC.
CRD #286557 SEC #801-111803 EAGAN, MN 651-662-9886
SEC Registered
Total AUM
$2.3B
Discretionary
$2.3B
Employees
15
Clients
--
Accounts
9
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 19, 2020
- Branch Offices
- 0
- LEI
- 25490092K87SPH11PQ85
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALEXANDER, JAYSON, PARKER | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALEXANDER, JAYSON, PARKER | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALEXANDER, JAYSON, PARKER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALEXANDER, JAYSON, PARKER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALEXANDER, JAYSON, PARKER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALEXANDER, JAYSON, PARKER | I | CHIEF COMPLIANCE OFFICER, TREASURER | NA | Control |
| ALEXANDER, JAYSON, PARKER | I | CHIEF COMPLIANCE OFFICER, TREASURER | NA | Control |
| ALEXANDER, JAYSON, PARKER | I | CHIEF COMPLIANCE OFFICER, TREASURER | NA | Control |
| Black, Garrett, Edward | I | DIRECTOR | NA | Control |
| Black, Garrett, Edward | I | DIRECTOR | NA | Control |
| Christopherson, Andrea, Bykerk | I | DIRECTOR | NA | Control |
| Christopherson, Andrea, Bykerk | I | DIRECTOR, VICE CHAIR | NA | Control |
| Christopherson, Andrea, Bykerk | I | DIRECTOR | NA | Control |
| Christopherson, Andrea, Bykerk | I | DIRECTOR | NA | Control |
| Christopherson, Andrea, Bykerk | I | DIRECTOR | NA | Control |
| Christopherson, Andrea, Bykerk | I | DIRECTOR | NA | Control |
| KAPRICH, JOHN, ERIC | I | TREASURER | NA | Control |
| KAPRICH, JOHN, ERIC | I | TREASURER | NA | Control |
| KAPRICH, JOHN, ERIC | I | TREASURER | NA | Control |
| KAPRICH, JOHN, ERIC | I | TREASURER | NA | Control |
| KAPRICH, JOHN, ERIC | I | TREASURER | NA | Control |
| Keefer, Scott, Andrew | I | DIRECTOR | NA | Control |
| Keefer, Scott, Andrew | I | DIRECTOR | NA | Control |
| Keefer, Scott, Andrew | I | DIRECTOR | NA | Control |
| Keefer, Scott, Andrew | I | DIRECTOR | NA | Control |
| Keefer, Scott, Andrew | I | DIRECTOR | NA | Control |
| MATUSHAK, JAY, STEPHEN | I | CHAIRMAN | NA | Control |
| MATUSHAK, JAY, STEPHEN | I | CHAIRMAN | NA | Control |
| MATUSHAK, JAY, STEPHEN | I | VICE CHAIR | NA | Control |
| MATUSHAK, JAY, STEPHEN | I | VICE CHAIR | NA | Control |
| MATUSHAK, JAY, STEPHEN | I | VICE CHAIR | NA | Control |
| ORNER, JOHN, EDWIN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| ORNER, JOHN, EDWIN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| ORNER, JOHN, EDWIN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER, CHAIR | NA | Control |
| ORNER, JOHN, EDWIN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER, CHAIR | NA | Control |
| ORNER, JOHN, EDWIN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER, CHAIR | NA | Control |
| ORNER, JOHN, EDWIN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER, CHAIR | NA | Control |
| ORNER, JOHN, EDWIN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER, CHAIR | NA | Control |
| ORNER, JOHN, EDWIN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER, CHAIR | NA | Control |
| REUTER, ALICIA, MARY | I | SECRETARY | NA | Control |
| REUTER, ALICIA, MARY | I | SECRETARY | NA | Control |
| REUTER, ALICIA, MARY | I | SECRETARY | NA | Control |
| REUTER, ALICIA, MARY | I | SECRETARY | NA | Control |
| REUTER, ALICIA, MARY | I | SECRETARY | NA | Control |
| REUTER, ALICIA, MARY | I | SECRETARY, DIRECTOR | NA | Control |
| REUTER, ALICIA, MARY | I | SECRETARY, DIRECTOR | NA | Control |
| REUTER, ALICIA, MARY | I | SECRETARY, DIRECTOR | NA | Control |
| AWARE INTEGRATED, INC. | DE | PARENT CORPORATION | E | Control |
| AWARE INTEGRATED, INC. | DE | PARENT CORPORATION | E | Control |
| AWARE INTEGRATED, INC. | DE | PARENT CORPORATION | E | Control |
| AWARE INTEGRATED, INC. | DE | PARENT CORPORATION | E | Control |
| AWARE INTEGRATED, INC. | DE | PARENT CORPORATION | E | Control |
| AWARE INTEGRATED, INC. | DE | PARENT CORPORATION | E | Control |
| AWARE INTEGRATED, INC. | DE | PARENT CORPORATION | E | Control |
| AWARE INTEGRATED, INC. | DE | PARENT CORPORATION | E | Control |
Registrations
Federal
IA
Feb 19, 2020 REGISTERED
Notice Filings (1)
MN
Address
3000 AMES CROSSING ROADSUITE 100
EAGAN, MN 55121-2520
United States
Phone: 651-662-9886