COMPASS ROSE INVESTMENTS, LLC
Legal name: COMPASS ROSE PRIVATE INVESTMENT MANAGEMENT
CRD #286628 SEC #801-118174 PORTSMOUTH, NH 603-319-8211
SEC Registered
Total AUM
$104M
Discretionary
$100M
Employees
4
Clients
101
Accounts
602
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Hampshire
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2023
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BECK, BENJAMIN, W | I | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BECK, BENJAMIN, W | I | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BECK, BENJAMIN, W | I | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BECK, BENJAMIN, W | I | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BODE, JAMES | I | MANAGING PARTNER | NA | Control |
| BODE, JAMES | I | MANAGING PARTNER | NA | Control |
| BODE, JAMES | I | MANAGING PARTNER | NA | Control |
| BODE, JAMES | I | MANAGING PARTNER | NA | Control |
| KLINE, DANIEL, STEPHEN | I | CHIEF OPERATING OFFICER | NA | |
| KLINE, DANIEL, STEPHEN | I | CHIEF OPERATING OFFICER | NA | |
| KLINE, DANIEL, STEPHEN | I | CHIEF OPERATING OFFICER | NA | |
| BECK BODE LLC | DE | MEMBER | E | Control |
| BECK BODE LLC | DE | MEMBER | E | Control |
| BECK BODE LLC | DE | MEMBER | E | Control |
| BECK BODE LLC | DE | MEMBER | E | Control |
| ODONOGHUE, JAMES, MICHAEL | I | MANAGING MEMBER | E | Control |
| ODONOGHUE, JAMES, MICHAEL | I | MANAGING MEMBER | E | Control |
| ODONOGHUE, JAMES, MICHAEL | I | MANAGING MEMBER | E | Control |
| ODONOGHUE, JAMES, MICHAEL | I | MANAGING MEMBER | E | Control |
| ODONOGHUE, JAMES, MICHAEL | I | MANAGING MEMBER | E | Control |
| ODONOGHUE, JAMES, MICHAEL | I | MANAGING MEMBER | E | Control |
| ODONOGHUE, JAMES, MICHAEL | I | MANAGING MEMBER | E | Control |
| ODONOGHUE, JAMES, MICHAEL | I | MANAGING MEMBER | E | Control |
| O'DONOGHUE, KAREN, ANNE | I | CHIEF COMPLIANCE OFFICER/MEMBER | B | Control |
| O'DONOGHUE, KAREN, ANNE | I | CHIEF COMPLIANCE OFFICER/MEMBER | B | Control |
| ODONOGHUE, KAREN, ANNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| ODONOGHUE, KAREN, ANNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| ODONOGHUE, KAREN, ANNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| ODONOGHUE, KAREN, ANNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| ODONOGHUE, KAREN, ANNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| ODONOGHUE, KAREN, ANNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BECK, BENJAMIN, W | I | BECK BODE LLC | D | Control |
| BECK, BENJAMIN, W | I | BECK BODE LLC | D | Control |
| BECK, BENJAMIN, W | I | BECK BODE LLC | D | Control |
| BECK, BENJAMIN, W | I | BECK BODE LLC | D | Control |
| BODE, JAMES | I | BECK BODE LLC | D | Control |
| BODE, JAMES | I | BECK BODE LLC | D | Control |
| BODE, JAMES | I | BECK BODE LLC | D | Control |
| BODE, JAMES | I | BECK BODE LLC | D | Control |
Registrations
Federal
IA
Mar 29, 2023 REGISTERED
Notice Filings (5)
CA FL MA ME NH
Address
110 CHAPEL ST.PORTSMOUTH, NH 03801
United States
Phone: 603-319-8211