QBI FINANCIAL, LLC
CRD #286639 SEC #801-109922 CHARLOTTE, NC 980 859 5660
SEC Registered
Total AUM
$14.6M
Discretionary
$14.2M
Employees
11
Clients
0
Accounts
175
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEEBE, PETER, WILLIAM | I | MANAGING PRINCIPAL | NA | Control |
| BEEBE, PETER, WILLIAM | I | MANAGING PRINCIPAL | NA | Control |
| BEEBE, PETER, WILLIAM | I | MANAGING PRINCIPAL | NA | Control |
| BEEBE, PETER, WILLIAM | I | MANAGING PRINCIPAL | NA | Control |
| BEEBE, PETER, WILLIAM | I | MANAGING PRINCIPAL | NA | Control |
| JASTER, RICK, CAMERON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JASTER, RICK, CAMERON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JASTER, RICK, CAMERON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JASTER, RICK, CAMERON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JASTER, RICK, CAMERON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NIELSEN, DAVID, L | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| NIELSEN, DAVID, L | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| NIELSEN, DAVID, L | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| NIELSEN, DAVID, L | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| NIELSEN, DAVID, L | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, BRIAN, EVERETT | I | MANAGING PRINCIPAL | NA | Control |
| SIMPSON, BRIAN, EVERETT | I | MANAGING PRINCIPAL | NA | Control |
| SIMPSON, BRIAN, EVERETT | I | MANAGING PRINCIPAL | NA | Control |
| SIMPSON, BRIAN, EVERETT | I | MANAGING PRINCIPAL | NA | Control |
| SIMPSON, BRIAN, EVERETT | I | MANAGING PRINCIPAL | NA | Control |
| AGP HOLDCO, LLC | DE | OWNER | E | Control |
| ASSET GROWTH PARTNERS, LLC | DE | OWNER | E | Control |
| ASSET GROWTH PARTNERS, LLC | DE | OWNER | E | Control |
| ASSET GROWTH PARTNERS, LLC | DE | OWNER | E | Control |
| ASSET GROWTH PARTNERS, LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NIELSEN, DAVID, L | I | ASSET GROWTH PARTNERS, LLC | F | Control |
| NIELSEN, DAVID, L | I | ASSET GROWTH PARTNERS, LLC | F | Control |
| NIELSEN, DAVID, L | I | ASSET GROWTH PARTNERS, LLC | F | Control |
| NIELSEN, DAVID, L | I | ASSET GROWTH PARTNERS, LLC | F | Control |
| BEEBE, PETER, WILLIAM | I | ASSET GROWTH PARTNERS, LLC | C | Control |
| BEEBE, PETER, WILLIAM | I | AGP HOLDCO, LLC | C | Control |
| BEEBE, PETER, WILLIAM | I | ASSET GROWTH PARTNERS, LLC | C | Control |
| BEEBE, PETER, WILLIAM | I | ASSET GROWTH PARTNERS, LLC | C | Control |
| BEEBE, PETER, WILLIAM | I | ASSET GROWTH PARTNERS, LLC | C | Control |
| JASTER, RICK, CAMERON | I | ASSET GROWTH PARTNERS, LLC | C | Control |
| JASTER, RICK, CAMERON | I | AGP HOLDCO, LLC | C | Control |
| JASTER, RICK, CAMERON | I | ASSET GROWTH PARTNERS, LLC | C | Control |
| JASTER, RICK, CAMERON | I | ASSET GROWTH PARTNERS, LLC | C | Control |
| JASTER, RICK, CAMERON | I | ASSET GROWTH PARTNERS, LLC | C | Control |
| NIELSEN, DAVID, L | I | AGP HOLDCO, LLC | C | Control |
| SIMPSON, BRIAN, EVERETT | I | ASSET GROWTH PARTNERS, LLC | C | Control |
| SIMPSON, BRIAN, EVERETT | I | AGP HOLDCO, LLC | C | Control |
| SIMPSON, BRIAN, EVERETT | I | ASSET GROWTH PARTNERS, LLC | C | Control |
| SIMPSON, BRIAN, EVERETT | I | ASSET GROWTH PARTNERS, LLC | C | Control |
| SIMPSON, BRIAN, EVERETT | I | ASSET GROWTH PARTNERS, LLC | C | Control |
Registrations
Federal
IA
Mar 20, 2018 REGISTERED
Notice Filings (16)
CA CO FL IL KY MA MD NC NH NJ NY PA SC TX UT VA
Address
6302 FAIRVIEW ROADSUITE 100
CHARLOTTE, NC 28210
United States
Phone: 980 859 5660