AMERICAN INSTITUTIONAL ASSETS, LLC
CRD #286660 SEC #801-113563 SEATTLE, WA 310-721-1154
SEC Registered
Total AUM
--
Discretionary
--
Employees
2
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JOHNSON, ERIC, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SEATTLE WEALTH MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| SEATTLE WEALTH MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| SEATTLE WEALTH MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| JOHNSON, ERIC, ARTHUR | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, ERIC, ARTHUR | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, ERIC, ARTHUR | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, ERIC, ARTHUR | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, ERIC, ARTHUR | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| UHM, DAN, DAE YOUNG | I | MEMBER AND CEO | D | Control |
| UHM, DAN, DAE YOUNG | I | MEMBER AND CEO | D | Control |
| UHM, DAN, DAE YOUNG | I | MEMBER AND CEO | D | Control |
| UHM, DAN, DAE YOUNG | I | MEMBER AND CEO | D | Control |
| UHM, DAN, DAE YOUNG | I | MEMBER AND CEO | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JOHNSON, ERIC, ARTHUR | I | SEATTLE WEALTH MANAGEMENT, LLC | D | Control |
| JOHNSON, ERIC, ARTHUR | I | SEATTLE WEALTH MANAGEMENT, LLC | D | Control |
| JOHNSON, ERIC, ARTHUR | I | SEATTLE WEALTH MANAGEMENT, LLC | D | Control |
| UHM, DAN, DAE YOUNG | I | SEATTLE WEALTH MANAGEMENT, LLC | D | Control |
| UHM, DAN, DAE YOUNG | I | SEATTLE WEALTH MANAGEMENT, LLC | D | Control |
| UHM, DAN, DAE YOUNG | I | SEATTLE WEALTH MANAGEMENT, LLC | D | Control |
Registrations
Federal
IA
Mar 30, 2020 REGISTERED
Notice Filings (2)
OR WA
Address
8301-A 5TH AVENUE NESEATTLE, WA 98115
United States
Phone: 310-721-1154