DWA INC.
CRD #287557 SEC #801-109970 MARSHFIELD, MA 617-800-0388
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
0
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 8, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WINN, CHRISTOPHER, EDWARD | I | MEMBER AND INTERIM CCO | E | Control |
| WINN, CHRISTOPHER, EDWARD | I | OWNER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 8, 2017 REGISTERED
Address
1000 PLAIN STREETSUITE 1B
MARSHFIELD, MA 02050
United States
Phone: 617-800-0388