GUARDIAN FINANCIAL PARTNERS, LLC
CRD #287652 SEC #801-110423 ORANGE, CA 949-771-2969
SEC Registered
Total AUM
$835.5M
Discretionary
$835.5M
Employees
5
Clients
0
Accounts
796
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 13, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | MANAGING MEMBER | D | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | MANAGING MEMBER | D | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | MANAGING MEMBER | D | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | MANAGING MEMBER | D | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | MANAGING MEMBER | D | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | MANAGING MEMBER | D | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | MANAGING MEMBER | D | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | MANAGING MEMBER | D | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | MANAGING MEMBER | D | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | MANAGING MEMBER | D | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | MANAGING MEMBER | D | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | MANAGING MEMBER | D | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | MANAGING MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| PT3GB, LLC | DE | MEMBER | D | Control |
| BARTELS, CASEY, STEVEN | I | MANAGING MEMBER | C | Control |
| CK FINANCIAL LLC | DE | MEMBER | C | Control |
| CK FINANCIAL LLC | DE | MEMBER | C | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | MANAGING MEMBER | C | Control |
| HMGL LLC | DE | MEMBER | C | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | C | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | C | Control |
| PT3GB, LLC | DE | MEMBER | C | Control |
| PT3GB, LLC | DE | MEMBER | C | Control |
| BARTELS, CASEY, STEVEN | I | MANAGING MEMBER | B | Control |
| BARTELS, CASEY, STEVEN | I | MANAGING MEMBER | B | Control |
| BARTELS, CASEY, STEVEN | I | MANAGING MEMBER | B | Control |
| BARTELS, CASEY, STEVEN | I | MANAGING MEMBER | B | Control |
| BARTELS, CASEY, STEVEN | I | MANAGING MEMBER | B | Control |
| BARTELS, CASEY, STEVEN | I | MANAGING MEMBER | B | Control |
| BARTELS, CASEY, STEVEN | I | MANAGING MEMBER | B | Control |
| BARTELS, CASEY, STEVEN | I | MANAGING MEMBER | B | Control |
| BARTELS, CASEY, STEVEN | I | MANAGING MEMBER | B | Control |
| BARTELS, CASEY, STEVEN | I | MANAGING MEMBER | B | Control |
| BARTELS, CASEY, STEVEN | I | MANAGING MEMBER | B | Control |
| BARTELS, CASEY, STEVEN | I | MANAGING MEMBER | B | Control |
| BARTELS, CASEY, STEVEN | I | MANAGING MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| CK FINANCIAL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| HMGL LLC | DE | MEMBER | B | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | Control |
| NGUYEN, HUNG, PHUC | I | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| BARTELS, CASEY, STEVEN | I | CK FINANCIAL, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| GUINET, PATRICK, CLAUDE ROBERT | I | PT3GB, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
| NGUYEN, HUNG, PHUC | I | HMGL, LLC | E | Control |
Registrations
Federal
IA
Feb 13, 2025 REGISTERED
Notice Filings (7)
AZ CA FL MA NV TX VA
Address
635 E. CHAPMAN AVE.ORANGE, CA 92866
United States
Phone: 949-771-2969