GLASSBRIDGE ASSET MANAGEMENT, LLC
CRD #287660 SEC #802-111102 NEW YORK, NY 212-829-2828
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
2
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 18, 2017
- Branch Offices
- 0
- LEI
- 549300HWFP8BE4652791
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CABAN, MALWINA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CABAN, MALWINA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEPERIO, JOSEPH, A | I | DIRECTOR | NA | Control |
| DEPERIO, JOSEPH, A | I | DIRECTOR | NA | Control |
| DEPERIO, JOSEPH, A | I | DIRECTOR | NA | Control |
| DEPERIO, JOSEPH, A | I | DIRECTOR | NA | Control |
| DEPERIO, JOSEPH, A | I | DIRECTOR | NA | Control |
| DEPERIO, JOSEPH, A | I | DIRECTOR | NA | Control |
| DEPERIO, JOSEPH, A | I | DIRECTOR | NA | Control |
| Morello, Tavis | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| Morello, Tavis | I | GENERAL COUNSEL, SECRETARY | NA | Control |
| Morello, Tavis | I | GENERAL COUNSEL, SECRETARY | NA | Control |
| PUTNAM, DONALD, HARDING | I | DIRECTOR | NA | Control |
| PUTNAM, DONALD, HARDING | I | DIRECTOR | NA | Control |
| PUTNAM, DONALD, HARDING | I | DIRECTOR | NA | Control |
| PUTNAM, DONALD, HARDING | I | DIRECTOR | NA | Control |
| PUTNAM, DONALD, HARDING | I | DIRECTOR | NA | Control |
| PUTNAM, DONALD, HARDING | I | DIRECTOR | NA | Control |
| SIMON, HARLAN | I | DIRECTOR | NA | Control |
| SIMON, HARLAN | I | DIRECTOR | NA | Control |
| SIMON, HARLAN | I | DIRECTOR | NA | Control |
| SIMON, HARLAN | I | DIRECTOR | NA | Control |
| SIMON, HARLAN | I | DIRECTOR | NA | Control |
| SIMON, HARLAN | I | DIRECTOR | NA | Control |
| SPIRO, ALEXANDER | I | DIRECTOR | NA | Control |
| SPIRO, ALEXANDER | I | DIRECTOR | NA | Control |
| SPIRO, ALEXANDER | I | DIRECTOR | NA | Control |
| SPIRO, ALEXANDER | I | DIRECTOR | NA | Control |
| SPIRO, ALEXANDER | I | DIRECTOR | NA | Control |
| SPIRO, ALEXANDER | I | DIRECTOR | NA | Control |
| STRAUSS, DANIEL, ABRAHAM | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| STRAUSS, DANIEL, ABRAHAM | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| STRAUSS, DANIEL, ABRAHAM | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| STRAUSS, DANIEL, ABRAHAM | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| STRAUSS, DANIEL, ABRAHAM | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| STRAUSS, DANIEL, ABRAHAM | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| STRAUSS, DANIEL, ABRAHAM | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| Zheng, Danny | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| Zheng, Danny | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| Zheng, Danny | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| Zheng, Danny | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| Zheng, Danny | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| Zheng, Danny | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| Zheng, Danny | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| GLASSBRIDGE ENTERPRISES, INC. | DE | MEMBER | E | Control |
| GLASSBRIDGE ENTERPRISES, INC. | DE | MEMBER | E | Control |
| GLASSBRIDGE ENTERPRISES, INC. | DE | MEMBER | E | Control |
| GLASSBRIDGE ENTERPRISES, INC. | DE | MEMBER | E | Control |
| GLASSBRIDGE ENTERPRISES, INC. | DE | MEMBER | E | Control |
| GLASSBRIDGE ENTERPRISES, INC. | DE | MEMBER | E | Control |
| GLASSBRIDGE ENTERPRISES, INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CGI HOLDINGS INC. | DE | MADISON AVENUE CAPITAL HOLDINGS INC | E | Control |
| CGI HOLDINGS INC. | DE | MADISON AVENUE CAPITAL HOLDINGS INC | E | Control |
| CGI HOLDINGS INC. | DE | MADISON AVENUE CAPITAL HOLDINGS INC | E | Control |
| CGI HOLDINGS INC. | DE | MADISON AVENUE CAPITAL HOLDINGS INC | E | Control |
| CGI HOLDINGS INC. | DE | MADISON AVENUE CAPITAL HOLDINGS INC | E | Control |
| CGI HOLDINGS INC. | DE | MADISON AVENUE CAPITAL HOLDINGS INC | E | Control |
| CGI HOLDINGS INC. | DE | MADISON AVENUE CAPITAL HOLDINGS INC | E | Control |
| HALL, GEORGE, ESTES | I | CGI HOLDINGS, INC. | E | Control |
| HALL, GEORGE, ESTES | I | CGI HOLDINGS, INC. | E | Control |
| HALL, GEORGE, ESTES | I | CGI HOLDINGS, INC. | E | Control |
| HALL, GEORGE, ESTES | I | CGI HOLDINGS, INC. | E | Control |
| HALL, GEORGE, ESTES | I | CGI HOLDINGS, INC. | E | Control |
| HALL, GEORGE, ESTES | I | CGI HOLDINGS, INC. | E | Control |
| HALL, GEORGE, ESTES | I | CGI HOLDINGS, INC. | E | Control |
| MADISON AVENUE CAPITAL HOLDINGS | DE | GLASSBRIDGE ENTERPRISES, INC. | C | Control |
| MADISON AVENUE CAPITAL HOLDINGS | DE | GLASSBRIDGE ENTERPRISES, INC. | C | Control |
| MADISON AVENUE CAPITAL HOLDINGS | DE | GLASSBRIDGE ENTERPRISES, INC. | C | Control |
| MADISON AVENUE CAPITAL HOLDINGS | DE | GLASSBRIDGE ENTERPRISES, INC. | C | Control |
| MADISON AVENUE CAPITAL HOLDINGS | DE | GLASSBRIDGE ENTERPRISES, INC. | C | Control |
| MADISON AVENUE CAPITAL HOLDINGS | DE | GLASSBRIDGE ENTERPRISES, INC. | C | Control |
| MADISON AVENUE CAPITAL HOLDINGS | DE | GLASSBRIDGE ENTERPRISES, INC. | C | Control |
Registrations
Federal
ERA
Dec 18, 2017 REGISTERED
Address
510 MADISON AVENUE9TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-829-2828