OCEANSIDE SECURITIES, LLC
CRD #287679 SEC #801-110091 RALEIGH, NC 919 803 3499
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
2
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DWORSKY, LOUIS, DAVID | I | PRESIDENT & MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Feb 27, 2017 REGISTERED
Notice Filings (1)
NC
Address
7501 FALLS OF NEUSE ROADSUITE 200
RALEIGH, NC 27615
United States
Phone: 919 803 3499