NISSIM & GAVIDIA WEALTH MANAGEMENT & FINANCIAL PLANNING, LLC
CRD #287722 SEC #801-110460 WALNUT CREEK, CA 925-215-7771
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
2
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 13, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GAVIDIA, FRANK, ANTONIO | I | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| GAVIDIA, FRANK, ANTONIO | I | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| NISSIM, DAVID, NOORIEL | I | MANAGING PARTNER | D | Control |
| NISSIM, DAVID, NOORIEL | I | MANAGING PARTNER | D | Control |
| NISSIM, DAVID, NOORIEL | I | MANAGING PARTNER | D | Control |
| NISSIM, DAVID, NOORIEL | I | MANAGING PARTNER | D | Control |
| NISSIM, DAVID, NOORIEL | I | MANAGING PARTNER | D | Control |
| NISSIM, DAVID, NOORIEL | I | MANAGING PARTNER | D | Control |
| GAVIDIA, FRANK, ANTONIO | I | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | C | Control |
| GAVIDIA, FRANK, ANTONIO | I | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | C | Control |
| GAVIDIA, FRANK, ANTONIO | I | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | C | Control |
| GAVIDIA, FRANK, ANTONIO | I | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | C | Control |
| Martha, Gavidia | I | MANAGING PARTNER | B | |
| Martha, Gavidia | I | MANAGING PARTNER | B | |
| Martha, Gavidia | I | PARTNER | B | |
| Martha, Gavidia | I | PARTNER | B |
Registrations
Federal
IA
Apr 13, 2017 REGISTERED
Notice Filings (2)
CA TX
Address
1299 NEWELL HILL PLACE, SUITE 303WALNUT CREEK, CA 94596
United States
Phone: 925-215-7771