HERITAGE WEALTH MANAGEMENT, LLC

CRD #287909 SEC #801-110550 PHOENIX, AZ 602-775-5400

SEC Registered

Total AUM

$545.1M

Discretionary

$545.1M

Employees

Clients

251

Accounts

807

Firm Details

Organization Type: Limited Liability Company
State of Formation: Arizona
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2023
Branch Offices: 5

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER	NA	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER	NA	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER	NA	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER	NA	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER	NA	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	C	Control
RHONEMUS, BARRY, SCOTT	I	MANAGING MEMBER	C	Control
RHONEMUS, BARRY, SCOTT	I	MANAGING MEMBER	C	Control
RHONEMUS, BARRY, SCOTT	I	MANAGING MEMBER	C	Control
RHONEMUS, BARRY, SCOTT	I	MANAGING MEMBER	C	Control
RHONEMUS, BARRY, SCOTT	I	MANAGING MEMBER	C	Control
BARKER, JACK, ANDREW	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
BARKER, JACK, ANDREW	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
BARKER, JACK, ANDREW	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
BARKER, JACK, ANDREW	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
BARKER, JACK, ANDREW	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	B	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	B	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	B	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	B	Control
FROST, MICHAEL, BRENT	I	MANAGING MEMBER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
MAXEY, DAVID, ELGIN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	B	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	B	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	B	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	B	Control
Nelson, Ralph, Erwin	I	MANAGING MEMBER	B	Control
HAINES, BRADLEY, JAMES	I	MANAGING MEMBER	A	Control
HAINES, BRADLEY, JAMES	I	MANAGING MEMBER	A	Control
HAINES, BRADLEY, JAMES	I	MANAGING MEMBER	A	Control
HAINES, BRADLEY, JAMES	I	MANAGING MEMBER	A	Control
HAINES, BRADLEY, JAMES	I	MANAGING MEMBER	A	Control

Registrations

Federal

Mar 31, 2023 REGISTERED

Notice Filings (28)

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Address

2355 E. CAMELBACK ROAD
STE. 330
PHOENIX, AZ 85016
United States

Phone: 602-775-5400