AWM CAPITAL, LLC
CRD #287980 SEC #801-114373 PHOENIX, AZ (323) 940-1339
SEC Registered Private Funds
Total AUM
$1.2B
Discretionary
$1.2B
Employees
27
Clients
101
Accounts
2,586
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 3, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PENNIALL, DAVID, RICKARD | I | PHC, INC. | E | Control |
| PENNIALL, DAVID, RICKARD | I | PHC, INC. | E | Control |
| PENNIALL, DAVID, RICKARD | I | PHC, INC. | E | Control |
| PENNIALL, DAVID, RICKARD | I | PHC, INC. | E | Control |
| PENNIALL, DAVID, RICKARD | I | PHC, INC. | E | Control |
| PENNIALL, DAVID, RICKARD | I | PHC, INC. | E | Control |
| PENNIALL, DAVID, RICKARD | I | PHC, INC. | E | Control |
| PENNIALL, DAVID, RICKARD | I | PHC, INC. | E | Control |
Registrations
Federal
IA
Nov 3, 2025 REGISTERED
Notice Filings (20)
AZ CA CO FL GA IL IN LA MA MO NC NE NH NV NY OH SC TN TX WA
Address
1 N. 1ST STREETSUITE 525
PHOENIX, AZ 85004
United States
Phone: (323) 940-1339