BANTAM INC.
CRD #288075 SEC #801-118447 STAATSBURG, NY (845) 605-1007
SEC Registered Private Funds
Total AUM
$11.3M
Discretionary
$10.2M
Employees
1
Clients
1
Accounts
6
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUVAL, JOHN, JOSEPH | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| DUVAL, JOHN, JOSEPH | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| DUVAL, JOHN, JOSEPH | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| DUVAL, JOHN, JOSEPH | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| DUVAL, JOHN, JOSEPH | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| DUVAL, JOHN, JOSEPH | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| DUVAL, JOHN, JOSEPH | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| DUVAL, JOHN, JOSEPH | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| DUVAL, JOHN, JOSEPH | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| DUVAL, JOHN, JOSEPH | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| DUVAL, JOHN, JOSEPH | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| DUVAL, JOHN, JOSEPH | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| DUVAL, JOHN, JOSEPH | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| DUVAL, JOHN, JOSEPH | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| DUVAL, JOHN, JOSEPH | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 27, 2023 REGISTERED
Notice Filings (1)
NY
Address
107 EAST MEADOWBROOK LANESTAATSBURG, NY 12580
United States
Phone: (845) 605-1007