ROSEROCK WEALTH MANAGEMENT, LLC
CRD #288088 SEC #801-120698 DALLAS, TX (214) 220-8989
SEC Registered
Total AUM
$215.2M
Discretionary
$207M
Employees
2
Clients
51
Accounts
427
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HUEY, RYAN, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HUEY, RYAN, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HUEY, RYAN, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HUEY, RYAN, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HUEY, RYAN, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HUEY, RYAN, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HUEY, RYAN, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HUEY, RYAN, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HUEY, RYAN, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HUEY, RYAN, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| RYAN AND GWIN HUEY REVOCABLE TRUST | DE | OWNER | E | Control |
| MATUTE, FRANKLIN, LEONARDO | I | INVESTMENT ADVISOR REPRESENTATIVE | B |
Registrations
Federal
IA
Feb 14, 2025 REGISTERED
Notice Filings (1)
TX
Address
5950 SHERRY LANESUITE 201
DALLAS, TX 75225
United States
Phone: (214) 220-8989