NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Legal name: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
CRD #2881 SEC #801-8095 MILWAUKEE, WI 866-950-4644
SEC Registered Broker-Dealer Disclosures
Total AUM
--
Discretionary
--
Employees
2,577
Clients
0
Accounts
--
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| May 2015 | $5.5B | $5.5B | $0 | 3,884 | 27,400 |
| Apr 2015 | $5.5B | $5.5B | $0 | 3,884 | 27,400 |
| Mar 2015 | $5.5B | $5.5B | $0 | 3,884 | 27,400 |
| Sep 2014 | $4.3B | $4.3B | $0 | 3,536 | 20,500 |
| May 2014 | $4.3B | $4.3B | $0 | 3,536 | 20,500 |
| Mar 2014 | $4.3B | $4.3B | $0 | 3,536 | 20,500 |
| Feb 2014 | $3B | $3B | $0 | 3,095 | 27,700 |
| Jun 2013 | $3B | $3B | $0 | 3,095 | 27,700 |
| Mar 2013 | $3B | $3B | $0 | 3,095 | 27,700 |
| Dec 2012 | $2.1B | $2.1B | $0 | 2,758 | 20,700 |
| Dec 2012 | $2.1B | $2.1B | $0 | 2,758 | 20,700 |
| Sep 2012 | $2.1B | $2.1B | $0 | -- | 20,700 |
| Mar 2012 | $2.1B | $2.1B | $0 | -- | 20,700 |
| Jul 2010 | $1.3B | $1.3B | $0 | -- | -- |
| May 2010 | $1.3B | $1.3B | $0 | -- | -- |
| Jul 2009 | $891.1M | $891.1M | $0 | -- | -- |
| Apr 2009 | $891.1M | $891.1M | $0 | -- | -- |
| Mar 2009 | $891.1M | $891.1M | $0 | -- | -- |
| Sep 2008 | $940.9M | $940.9M | $0 | 501 | -- |
| Mar 2008 | $940.9M | $940.9M | $0 | 501 | -- |
| Jan 2008 | $42M | $42M | $0 | 501 | -- |
| Mar 2007 | $42M | $42M | $0 | 501 | -- |
| Dec 2006 | $40.2M | $40.2M | $0 | 501 | -- |
| Mar 2006 | $40.2M | $40.2M | $0 | 501 | -- |
| Feb 2006 | $301.2K | $301.2K | $0 | -- | -- |
| Feb 2006 | $301.2K | $301.2K | $0 | -- | -- |
| Nov 2005 | $301.2K | $301.2K | $0 | -- | -- |
| Oct 2005 | $301.2K | $301.2K | $0 | -- | -- |
| Jan 2005 | $200K | $200K | $0 | -- | -- |
| Aug 2004 | $200K | $200K | $0 | -- | -- |
| Jul 2004 | $200K | $200K | $0 | -- | -- |
| Jun 2004 | $200K | $200K | $0 | -- | -- |
| Jan 2004 | $200K | $200K | $0 | -- | -- |
| Jan 2004 | $200K | $200K | $0 | -- | -- |
| Mar 2002 | $13.8B | $13.8B | $0 | -- | -- |
| Mar 2002 | $13.8B | $13.8B | $0 | -- | -- |
| Mar 2002 | $13.8B | $13.8B | $0 | -- | -- |
| Jul 2001 | $13.8B | $13.8B | $0 | -- | -- |
| Jun 2001 | $13.8B | $13.8B | $0 | -- | -- |
DateMay 2015
Total AUM$5.5B
Discretionary$5.5B
Non-Disc.$0
Employees3,884
Clients27,400
DateApr 2015
Total AUM$5.5B
Discretionary$5.5B
Non-Disc.$0
Employees3,884
Clients27,400
DateMar 2015
Total AUM$5.5B
Discretionary$5.5B
Non-Disc.$0
Employees3,884
Clients27,400
DateSep 2014
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees3,536
Clients20,500
DateMay 2014
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees3,536
Clients20,500
DateMar 2014
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees3,536
Clients20,500
DateFeb 2014
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees3,095
Clients27,700
DateJun 2013
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees3,095
Clients27,700
DateMar 2013
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees3,095
Clients27,700
DateDec 2012
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$0
Employees2,758
Clients20,700
DateDec 2012
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$0
Employees2,758
Clients20,700
DateSep 2012
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$0
Employees--
Clients20,700
DateMar 2012
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$0
Employees--
Clients20,700
DateJul 2010
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$0
Employees--
Clients--
DateMay 2010
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$0
Employees--
Clients--
DateJul 2009
Total AUM$891.1M
Discretionary$891.1M
Non-Disc.$0
Employees--
Clients--
DateApr 2009
Total AUM$891.1M
Discretionary$891.1M
Non-Disc.$0
Employees--
Clients--
DateMar 2009
Total AUM$891.1M
Discretionary$891.1M
Non-Disc.$0
Employees--
Clients--
DateSep 2008
Total AUM$940.9M
Discretionary$940.9M
Non-Disc.$0
Employees501
Clients--
DateMar 2008
Total AUM$940.9M
Discretionary$940.9M
Non-Disc.$0
Employees501
Clients--
DateJan 2008
Total AUM$42M
Discretionary$42M
Non-Disc.$0
Employees501
Clients--
DateMar 2007
Total AUM$42M
Discretionary$42M
Non-Disc.$0
Employees501
Clients--
DateDec 2006
Total AUM$40.2M
Discretionary$40.2M
Non-Disc.$0
Employees501
Clients--
DateMar 2006
Total AUM$40.2M
Discretionary$40.2M
Non-Disc.$0
Employees501
Clients--
DateFeb 2006
Total AUM$301.2K
Discretionary$301.2K
Non-Disc.$0
Employees--
Clients--
DateFeb 2006
Total AUM$301.2K
Discretionary$301.2K
Non-Disc.$0
Employees--
Clients--
DateNov 2005
Total AUM$301.2K
Discretionary$301.2K
Non-Disc.$0
Employees--
Clients--
DateOct 2005
Total AUM$301.2K
Discretionary$301.2K
Non-Disc.$0
Employees--
Clients--
DateJan 2005
Total AUM$200K
Discretionary$200K
Non-Disc.$0
Employees--
Clients--
DateAug 2004
Total AUM$200K
Discretionary$200K
Non-Disc.$0
Employees--
Clients--
DateJul 2004
Total AUM$200K
Discretionary$200K
Non-Disc.$0
Employees--
Clients--
DateJun 2004
Total AUM$200K
Discretionary$200K
Non-Disc.$0
Employees--
Clients--
DateJan 2004
Total AUM$200K
Discretionary$200K
Non-Disc.$0
Employees--
Clients--
DateJan 2004
Total AUM$200K
Discretionary$200K
Non-Disc.$0
Employees--
Clients--
DateMar 2002
Total AUM$13.8B
Discretionary$13.8B
Non-Disc.$0
Employees--
Clients--
DateMar 2002
Total AUM$13.8B
Discretionary$13.8B
Non-Disc.$0
Employees--
Clients--
DateMar 2002
Total AUM$13.8B
Discretionary$13.8B
Non-Disc.$0
Employees--
Clients--
DateJul 2001
Total AUM$13.8B
Discretionary$13.8B
Non-Disc.$0
Employees--
Clients--
DateJun 2001
Total AUM$13.8B
Discretionary$13.8B
Non-Disc.$0
Employees--
Clients--